| 11-01912 | 01/30/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Casey
Respondent Lawyers(s): Scott R. Shewan
Arbitrator(s): James C. Morrow
Hearing Site: Kansas City, MO
| | |
| 12-00741 | 01/16/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Lee Yi
Respondent Lawyers(s): Lee J. Yi
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | |
| 11-04763 | 01/15/2013 | Claimant(s): Grace Stuart Nay, William Stuart, The Estate of William D. Stuart, Sr.,De
Claimant Lawyers(s): D. Paul Dalton
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kyle A. Owens
Arbitrator(s): G. Maynard Green, James C. Allums, Melvin H. Wolovits
Hearing Site: Dallas, TX
|  | $306,130 |
| 09-02897 | 01/11/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Brian Walsh, Stifel, Nicolaus & Co.., Kevin Healy
Respondent Lawyers(s): Andrew J. Shapren
Arbitrator(s): Martin Mushkin, Cheryl Feldman, Joseph R. Sahid
Hearing Site: New York, NY
| | |
| 11-00556 | 01/09/2013 | Claimant(s): Hooman Moshar, May Moshar
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Donald S. Simons, Joel D. Davidman, Brent J. Rosenbaum
Hearing Site: Los Angeles, CA
| | $1,333,930 |
| 10-05726 | 12/31/2012 | Claimant(s): Clara Hickle
Claimant Lawyers(s): Tanya S. Sacks
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin Fitzgerald
Arbitrator(s): Herb Schwartz, Terry M Lloyd, Joseph Berzok
Hearing Site: San Francisco, CA
| | $0 |
| 12-00515 | 12/27/2012 | Claimant(s): Joel Steinman
Claimant Lawyers(s): Joel Steinman
Respondent(s): Wells Fargo Advisors, SunAmerica Annuity and Life Insurance Co
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | $15,786 |
| 12-00572 | 12/26/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Diane Hunt
Respondent Lawyers(s): Diane M. Hunt
Arbitrator(s): Steven N. Ainbinder, George G. Kurschner, S. William Gersten
Hearing Site: Boca Raton, FL
| | $0 |
| 12-01347 | 12/26/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan Marmion Christensen
Respondent(s): Richard Modell
Respondent Lawyers(s): Richard David Modell
Arbitrator(s): William J. Hirsch
Hearing Site: Wilmington, DE
| | |
| 12-02916 | 12/26/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Clinton Dunbar
Respondent Lawyers(s): Clinton Reece Dunbar
Arbitrator(s): Cheryl R. Kershner
Hearing Site: San Francisco, CA
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