| 16-03180 | 01/12/2018 | Claimant(s): Diane Helbling, Heather Abdullah-Robinson
Claimant Lawyers(s): Diane Helbling
Respondent(s): Brian Hentz, Dennis Kinzer, Morgan Stanley, Jeffrey Graunke, Pershing LLC, National Planning Corporation
Respondent Lawyers(s): Benjamin J. Biard, Christopher M. Sacco, Jane L. Myers
Arbitrator(s): Ronald P. Wertheim, Patrick R. Westerkamp, Leo J. Karwejna
Hearing Site: Philadelphia, PA
|  | $0 |
| 16-03052 | 05/31/2017 | Claimant(s): Thomas Ahern
Claimant Lawyers(s): Dennis G Peatrowsky
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David Smitham
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Philadelphia, PA
| | |
| 16-03245 | 05/30/2017 | Claimant(s): John Barrett
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lacy M. Triplett
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Newark, NJ
| | |
| 16-01621 | 01/23/2017 | Claimant(s): Fred Laryea, Ina Laryea
Claimant Lawyers(s): Fred W. Laryea
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Newark, NJ
| | $2,075 |
| 15-01370 | 09/02/2016 | Claimant(s): Walter Kukowski
Claimant Lawyers(s): Robert Knuts
Respondent(s): Wells Fargo Advisors, PNC Investments LLC
Respondent Lawyers(s): Demain J. Betz, Gary J. Lieberman
Arbitrator(s): Patrick R. Westerkamp, Esq.
Hearing Site: Newark, NJ
| | |
| 15-01393 | 04/08/2016 | Claimant(s): Amr Aboulmagd
Claimant Lawyers(s): Amr Mostafa Aboulmagd
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Jeffrey A. Sturgeon
Arbitrator(s): Patrick R. Westerkamp, Esq.
Hearing Site: Philadelphia, PA
| | |
| 15-00661 | 02/26/2016 | Claimant(s): Robert Flemming and Josephine Flemming
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Patrick R. Westerkamp, Esq.
Hearing Site: Philadelphia, PA
| | Dismissed by Rule 12206 |
| 13-03131 | 01/15/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan M. Christensen
Respondent(s): Steve Marciniak
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Gordon M. Wase, John Joseph Borzi, Patrick R. Westerkamp, Esq.
Hearing Site: Philadelphia, PA
| | |
| 12-03753 | 08/07/2014 | Claimant(s): Celia Shecter
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Michael P. Marryshow, Patrick R. Westerkamp, Esq., Harold Yaskin
Hearing Site: Philadelphia, PA
| | Expungement |
| 12-00862 | 07/29/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan Marmion Christensen
Respondent(s): Todd Leonhardt
Respondent Lawyers(s): Dennis J. Smith
Arbitrator(s): Alan Shaw, Patrick R. Westerkamp, Esq., Edward James O'Dowd
Hearing Site: Newark, NJ
| | |
