| 20-00916 | 12/14/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig Stein
Respondent(s): David Cohen
Respondent Lawyers(s): Jeffrey L. Cox
Arbitrator(s): Robert G. Geeseman, Isadora Velazquez-Rivas, Bradley Scott Goldfarb
Hearing Site: Boca Raton, FL
| | |
| 21-00888 | 11/19/2021 | Claimant(s): Brian Kutsmeda
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin Sciabbarrasi
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 18-03403 | 08/10/2021 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew Froman
Respondent(s): Veronica Gillotte
Respondent Lawyers(s): Veronica Gillotte
Arbitrator(s): Kimberly A. Gilmour, Susan M. Dunning, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 19-02735 | 06/30/2020 | Claimant(s): Aaron Sevigny
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): United Planners' Financial Services of A
Respondent Lawyers(s): David B. Hauer
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 19-03294 | 04/07/2020 | Claimant(s): Robert Warther
Claimant Lawyers(s): James P. Galvin
Respondent(s): Securities America.
Respondent Lawyers(s): Laurel A. Whelan
Arbitrator(s): Diane M. Perry, Robert G. Geeseman, Tiffany Ann Taylor
Hearing Site: Boca Raton, FL
| | |
| 18-04087 | 09/13/2019 | Claimant(s): Carlos Martinangeli
Claimant Lawyers(s): David C. Silver
Respondent(s): Gonzalo Perez-Verdia, Citigroup Global Markets.
Respondent Lawyers(s): Scott W. Atherton
Arbitrator(s): Robert G. Geeseman, Linda M. Foster-Wells, Paul J. Burkhart
Hearing Site: Boca Raton, FL
|  | $0 |
| 18-03577 | 08/05/2019 | Claimant(s): Robert Cannella
Claimant Lawyers(s): John D. Stewart
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 18-01243 | 06/04/2019 | Claimant(s): Colleen Schuhmann
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 16-01223 | 01/04/2019 | Claimant(s): Ivan Gefen
Claimant Lawyers(s): Paul R. Dehmel
Respondent(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Michael A. Levin, Michael D Felton, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 16-03735 | 11/12/2018 | Claimant(s): Timothy Wheeler
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Steven Gerard Goerke, Michael D Felton, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | Expungement |
