Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-04181 | 06/02/2021 | Claimant(s): William Williamson Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, Santander Securities LLC Respondent Lawyers(s): Daniel LaPenta, Sara B. Davis Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 20-02806 | 04/16/2021 | Claimant(s): Vincent Camarda Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 20-03024 | 04/06/2021 | Claimant(s): John Orito Claimant Lawyers(s): Erika Binnix Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA | ||
| 20-03145 | 03/31/2021 | Claimant(s): Lee Goodin Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC | ||
| 20-02699 | 03/26/2021 | Claimant(s): David Brown Claimant Lawyers(s): Chelsea Masters Respondent(s): LPL Financial LLC, Park Avenue Securities LLC Respondent Lawyers(s): Kristin Wynne, Sara B. Davis Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 20-02848 | 03/16/2021 | Claimant(s): Vera Daikovich Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | ||
| 20-03174 | 03/15/2021 | Claimant(s): David Donat Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Peter H. Daly Hearing Site: Rapid City, SD | ||
| 20-02869 | 03/09/2021 | Claimant(s): Daniel Uribe Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | ||
| 20-02128 | 02/17/2021 | Claimant(s): Bill Thompson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Sherry R. Wetsch Hearing Site: Oklahoma City, OK | ||
| 20-01362 | 01/26/2021 | Claimant(s): Safet Musovic Claimant Lawyers(s): Thomas McEvoy Respondent(s): LPL Financial LLC, Santander Securities LLC Respondent Lawyers(s): N. Nancy Ghabai, Sara B. Davis Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY |