| 20-02970 | 01/24/2022 | Claimant(s): Lars Jensen
Claimant Lawyers(s): Lance McCardle
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): George C. Freeman III
Arbitrator(s): Allan R. Lazor, Devlan Wesley Melancon, Alan Lee Powell
Hearing Site: New Orleans, LA
|  | Expungement |
| 20-01669 | 12/09/2021 | Claimant(s): Lacey Keath
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Jack Chapline Vaughan, Allan R. Lazor, James Douglas Gaughan
Hearing Site: Houston, TX
| | $4,000,000 |
| 20-00417 | 11/04/2021 | Claimant(s): Jeffry Schneider
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth R. Aylett
Arbitrator(s): Allan R. Lazor
Hearing Site: Houston, TX
| | |
| 20-04174 | 08/16/2021 | Claimant(s): Christopher Hamm
Claimant Lawyers(s): Brian Luther
Respondent(s): Advantage Capital Corporation
Respondent Lawyers(s): Helen Prater
Arbitrator(s): Allan R. Lazor
Hearing Site: Houston, TX
| | |
| 21-01025 | 08/09/2021 | Claimant(s): James Garner
Claimant Lawyers(s): Bryan Ward
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Paul M. Foster, Maryanne M. Esser, Allan R. Lazor
Hearing Site: Little Rock, AR
| | |
| 20-02571 | 04/29/2021 | Claimant(s): David Van Geffen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Allan R. Lazor
Hearing Site: New Orleans, LA
| | |
| 20-03114 | 03/22/2021 | Claimant(s): Darrell Pennington
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Allan R. Lazor
Hearing Site: Houston, TX
| | |
| 19-03356 | 03/12/2021 | Claimant(s): Eugenio Sanchez, Gloria Nunez de Landavazo, Humberto Peniche, Jessica Sordo, Lorenia Bustamante-Ibarra, Pablo Hernandez, Salvador Garcia-Ledesma, Elden LTD
Claimant Lawyers(s): Michael J. Stanley
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): Allan R. Lazor, Joshua Charles Nelson-Archer, Denise Ereka Peterson
Hearing Site: Houston, TX
| | $750 |
| 19-00731 | 02/02/2021 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew B Henneman
Respondent(s): Amad Owidi
Respondent Lawyers(s): Stephany D. McLaughlin
Arbitrator(s): John F. Hinrichs, Lynne M. Gomez, Allan R. Lazor
Hearing Site: Houston, TX
| | |
| 19-00443 | 01/21/2020 | Claimant(s): Jose Medardo Burgos F, Maria Del Carmen G Burgos, Maria Medina-Luna Anaya
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Simon Levy
Arbitrator(s): Jack Chapline Vaughan, William A. Allen, Allan R. Lazor
Hearing Site: Houston, TX
| | $0 |
