Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04333 | 07/22/2019 | Claimant(s): Harvey Hardee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): James K. Langdon Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 18-04347 | 07/22/2019 | Claimant(s): Edward Stellingwerf Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Richard A. Cini Hearing Site: New York, NY | ||
| 18-04366 | 07/18/2019 | Claimant(s): Eric Anderson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Isidoro Berkman Hearing Site: Seattle, WA | ||
| 18-04370 | 07/18/2019 | Claimant(s): Malon Wickham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 18-04388 | 07/16/2019 | Claimant(s): Bill Carter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 18-04414 | 07/16/2019 | Claimant(s): Nita Pastor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Sherry R. Wetsch Hearing Site: New Orleans, LA | ||
| 18-04283 | 07/11/2019 | Claimant(s): Mitchell Rubin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equity Services. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 18-02485 | 07/11/2019 | Claimant(s): Donald Rensch Claimant Lawyers(s): David Neuman Respondent(s): Travis Hudak Respondent Lawyers(s): Dochtor Kennedy Arbitrator(s): Donald N. Tolin, Richard Marc Weinroth, Barbara M. Anscher Hearing Site: Salt Lake City, UT |  | $0 |
| 18-02320 | 07/02/2019 | Claimant(s): Peter Covino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, VSR Financial Services., Prospera Financial Services. Respondent Lawyers(s): Brian Harlan, Jeremy Carr, William M. Schmitt Arbitrator(s): Daniel B. MacLeod Hearing Site: Boise, ID | ||
| 18-04356 | 07/01/2019 | Claimant(s): Jeffrey Damasco Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Quick & Reilly. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Albert Rizzo Hearing Site: New York, NY |