Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00091 | 08/06/2019 | Claimant(s): Timothy Jirak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Barry Goldman Hearing Site: Minneapolis, MN | ||
| 18-04368 | 08/02/2019 | Claimant(s): Timothy Thomas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy L. Moore Arbitrator(s): David William Hickman Hearing Site: Seattle, WA | ||
| 18-04425 | 08/01/2019 | Claimant(s): Kenneth Levene Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Catherine Stewart Hearing Site: Newark, NJ | ||
| 18-03090 | 07/29/2019 | Claimant(s): Christopher St. John Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC | ||
| 18-04385 | 07/29/2019 | Claimant(s): Steven Orr Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H. Beck. Respondent Lawyers(s): David J. Lehr Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 18-04332 | 07/25/2019 | Claimant(s): Steven Baumrucker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric Chartan Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS | ||
| 18-04371 | 07/24/2019 | Claimant(s): Rick Kent Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 18-04412 | 07/24/2019 | Claimant(s): Kathleen Hobart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Paul R. Meyer Hearing Site: Seattle, WA | ||
| 18-04413 | 07/24/2019 | Claimant(s): Kathleen Hobart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Brandy Pikus Arbitrator(s): William Michael Samsel Hearing Site: Seattle, WA | ||
| 18-04326 | 07/22/2019 | Claimant(s): Denise Leong Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA |