Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04411 | 09/09/2019 | Claimant(s): Kathleen Hobart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Igor V. Stadnik Arbitrator(s): Helen Marinak Blohm Hearing Site: Seattle, WA | ||
| 18-04373 | 09/05/2019 | Claimant(s): Amanda Hinton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA | ||
| 18-04438 | 09/05/2019 | Claimant(s): David Yaccino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): C. Evan Stewart Arbitrator(s): Walter Patrick Giblin Hearing Site: Chicago, IL | ||
| 18-04433 | 09/03/2019 | Claimant(s): Richard Hall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): CUSO Financial Services, L.P. Respondent Lawyers(s): Maria J. Seedner Arbitrator(s): William W. Haskell Hearing Site: Portland, OR | ||
| 18-04367 | 08/29/2019 | Claimant(s): Aaron Olson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Igor V. Stadnik Arbitrator(s): Philip Aaron Tymon Hearing Site: Seattle, WA | ||
| 19-00086 | 08/29/2019 | Claimant(s): Gordon Bryan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Patrick Christensen Arbitrator(s): Tracy L. Allen Hearing Site: Indianapolis, IN | ||
| 18-04446 | 08/28/2019 | Claimant(s): Kent Balch Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Jeffrey D. Hedlund Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 19-00023 | 08/27/2019 | Claimant(s): Edward Fox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Susanne J. Hollander Hearing Site: Milwaukee, WI | ||
| 19-00342 | 08/19/2019 | Claimant(s): Lee Thomson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Patricia Beaujean Lehtola Hearing Site: Dallas, TX | ||
| 18-04330 | 08/16/2019 | Claimant(s): Roy Strong Claimant Lawyers(s): Dochtor Kennedy Respondent(s): CFD Investments. Respondent Lawyers(s): Matthew Bahrenburg Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Indianapolis, IN |