Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00126 | 01/03/2020 | Claimant(s): Jerry Kiefer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Lawrence R. Maxwell Hearing Site: Oklahoma City, OK | ||
| 19-01261 | 01/02/2020 | Claimant(s): Mark Elston Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Laurel Littman Gothelf Hearing Site: Reno, NV | ||
| 19-01454 | 01/02/2020 | Claimant(s): Todd Silaika Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sara K. Yates Arbitrator(s): Alice E. Winkler Hearing Site: Albany, NY | ||
| 19-01339 | 12/27/2019 | Claimant(s): Roger Green Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Mony Securities Corporation Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 19-01463 | 12/27/2019 | Claimant(s): Kevin Collison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Larry E. Ray Hearing Site: Washington, DC | ||
| 18-04449 | 12/23/2019 | Claimant(s): Marcus Kline Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Daniel M. White Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | ||
| 19-01114 | 12/23/2019 | Claimant(s): Brian Scanlon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 19-00722 | 12/20/2019 | Claimant(s): James Sandager Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): William M. Azkoul Hearing Site: Des Moines, IA | ||
| 19-01412 | 12/19/2019 | Claimant(s): Jeffrey Cashman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kestra Investment Services Respondent Lawyers(s): David J. Lehr Arbitrator(s): David William Hickman Hearing Site: Seattle, WA | ||
| 19-01534 | 12/13/2019 | Claimant(s): Jason Trichler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Kenneth James Pedersen Hearing Site: Seattle, WA |