Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01442 | 02/16/2024 | Claimant(s): Nathaniel Crowther Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securian Financial Services. Respondent Lawyers(s): Beth Grover Wiederholt Arbitrator(s): Charles G. Michaels Hearing Site: Salt Lake City, UT | ||
| 23-01430 | 02/14/2024 | Claimant(s): Robert Huser Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Tracy L. Allen Hearing Site: Indianapolis, IN | ||
| 23-01341 | 02/14/2024 | Claimant(s): Champ Warren Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX | ||
| 23-01380 | 02/07/2024 | Claimant(s): Douglas Frizzell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Jim Geiger Hearing Site: Manchester, NH | ||
| 23-01427 | 02/06/2024 | Claimant(s): Lars Olson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Mark A. Sipper Hearing Site: Columbus, OH | ||
| 23-01469 | 01/31/2024 | Claimant(s): Charles Landry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Securities Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01395 | 01/30/2024 | Claimant(s): John Cameron Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Stephany Adriene Watson Hearing Site: Portland, OR | ||
| 23-01426 | 01/29/2024 | Claimant(s): Justin Widick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Financial West Group Respondent Lawyers(s): Gene Valentine, CEO Arbitrator(s): Charles G. Michaels Hearing Site: Omaha, NE | ||
| 23-01459 | 01/25/2024 | Claimant(s): Michael Brooks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BB&T Securities Respondent Lawyers(s): Ella Beres Arbitrator(s): Joseph J. Dougherty Hearing Site: Richmond, VA | ||
| 23-01368 | 01/23/2024 | Claimant(s): William Brown Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James & Associates., Legg Mason Wood Walker, R. H. York & Company. Respondent Lawyers(s): Laura Ruiz Rivera, Lawrence York, Rosemary Francavilla Arbitrator(s): Kevin R. Zehe Hearing Site: Cincinnati, OH |