Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02972 | 04/29/2021 | Claimant(s): Jason Ortiz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): James A. Murphy Hearing Site: Chicago, IL | ||
| 20-01142 | 04/28/2021 | Claimant(s): William Phillips Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc., UBS Financial Services Inc. Respondent Lawyers(s): Christopher M. Sacco, Omar Perez Arbitrator(s): Neil Harvey Smith Hearing Site: Nashville, TN | ||
| 20-02911 | 04/27/2021 | Claimant(s): Walter Pardo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): McLaughlin, Piven, Vogel Securities Respondent Lawyers(s): Mark G. McLaughlin Arbitrator(s): Paul Bennett Marrow Hearing Site: New York, NY | ||
| 20-02834 | 04/26/2021 | Claimant(s): William Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle B. Osting Arbitrator(s): Michael James Malone Hearing Site: Washington, DC | ||
| 20-02704 | 04/23/2021 | Claimant(s): Christopher Risher Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): John F. Burns Hearing Site: Louisville, KY | ||
| 20-02892 | 04/23/2021 | Claimant(s): William Torriente Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ | ||
| 20-03017 | 04/23/2021 | Claimant(s): Lisa Howe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Paul Yarns Arbitrator(s): Robert David Epstein Hearing Site: Columbus, OH | ||
| 20-01652 | 04/22/2021 | Claimant(s): Richard Beleutz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL | ||
| 20-02936 | 04/21/2021 | Claimant(s): Eric Wegner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Parkland Securities Respondent Lawyers(s): Randolph F. Pistor Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN | ||
| 20-02915 | 04/20/2021 | Claimant(s): HAROLD BESHAW Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M&T Securities. Respondent Lawyers(s): Elizabeth R. Bailey Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA |