Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02847 | 07/12/2024 | Claimant(s): Thomas Pusser Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Richard P. Regan Hearing Site: Richmond, VA | ||
| 23-02840 | 07/11/2024 | Claimant(s): Robert Wheeler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Michael J. Ahlstrom Hearing Site: Raleigh, NC | ||
| 23-02957 | 07/08/2024 | Claimant(s): Brian Bernhardt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 23-02797 | 06/27/2024 | Claimant(s): J. Rhodes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Rhodes Securities. Respondent Lawyers(s): Gordon Rhodes Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 23-01387 | 06/18/2024 | Claimant(s): Michael Schenking Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Thomas B. Corey Hearing Site: Baltimore, MD | ||
| 23-03015 | 06/18/2024 | Claimant(s): Thomas Scheiman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Independence Capital Co.. Respondent Lawyers(s): Dennis C. Twarogowski Arbitrator(s): Tracy L. Allen Hearing Site: Cleveland, OH | ||
| 23-01334 | 06/14/2024 | Claimant(s): Brandon Bowman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 23-02866 | 06/04/2024 | Claimant(s): Paul Nitz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 23-02971 | 06/04/2024 | Claimant(s): Bryan Knudson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Phyllis Karasov Hearing Site: Des Moines, IA | ||
| 22-01714 | 06/04/2024 | Claimant(s): Chad Karl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WRP Investments. Respondent Lawyers(s): James C. Browning Arbitrator(s): Kevin R. Zehe Hearing Site: Pittsburgh, PA |