Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00255 | 10/02/2023 | Claimant(s): Landon Troyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Jenny Yuan Arbitrator(s): Charles G. Michaels Hearing Site: Omaha, NE | ||
| 23-00110 | 09/29/2023 | Claimant(s): Darryl Fyall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC | ||
| 22-02618 | 09/28/2023 | Claimant(s): Cynthia Perry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Umb Financial Services. Respondent Lawyers(s): Shannon M. Wheaton Arbitrator(s): Michael S. Jordan Hearing Site: Kansas City, MO | ||
| 23-00098 | 09/25/2023 | Claimant(s): James Richardson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX | ||
| 23-00584 | 09/25/2023 | Claimant(s): Rohin Ullberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL | ||
| 22-02558 | 09/22/2023 | Claimant(s): Michael Mcintyre Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Edward B. Magarian Arbitrator(s): Jerome F. Crotty, Henry G. Nothnagel, Steven H. Vogel Hearing Site: Chicago, IL | ||
| 22-02278 | 09/18/2023 | Claimant(s): Donovan Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Simeon B. Reimonenq Hearing Site: New Orleans, LA | ||
| 23-00202 | 09/13/2023 | Claimant(s): Ryan Wold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN | ||
| 23-00089 | 09/12/2023 | Claimant(s): Jason Millner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Bridget Larsen Arbitrator(s): Helen Marinak Blohm Hearing Site: Bismarck, ND | ||
| 22-02448 | 09/06/2023 | Claimant(s): Amy Zachery Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): George Pinckney Shingler Hearing Site: Atlanta, GA |