| 17-00941 | 11/14/2017 | Claimant(s): Joseph Seidler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi P. Spallina
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
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| 17-00555 | 11/03/2017 | Claimant(s): J. Coghlan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi P. Spallina
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
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| 17-00533 | 10/31/2017 | Claimant(s): Mark Smith
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kurt T. Kalberer II.
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
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| 17-01141 | 10/30/2017 | Claimant(s): Lawrence Catena
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Joseph H. Cerame
Hearing Site: Newark, NJ
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| 17-00626 | 10/25/2017 | Claimant(s): Kevin Wilson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): David F. Barrett
Hearing Site: Little Rock, AR
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| 17-00575 | 10/23/2017 | Claimant(s): Gregory Hayes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Elliot B. Platt
Hearing Site: Philadelphia, PA
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| 17-00096 | 10/21/2017 | Claimant(s): Steven Gilbert
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates., Prime Capital Services.
Respondent Lawyers(s): Amy Napolitano, Ronald W. Sannicandro
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
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| 17-00442 | 10/18/2017 | Claimant(s): James Bradley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Voya Financial Partners
Respondent Lawyers(s): Michelle Rosenberg
Arbitrator(s): Samuel H. Chorches
Hearing Site: Augusta, ME
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| 17-00579 | 10/17/2017 | Claimant(s): Nancy Mellon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Roger W. Van Deusen
Hearing Site: Tampa, FL
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| 17-00742 | 10/16/2017 | Claimant(s): David Ciccone
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Matthew Stephen Duchesne
Hearing Site: Washington, DC
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