Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01540 | 10/17/2018 | Claimant(s): Todd Frank Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | $0 | |
| 18-00278 | 10/16/2018 | Claimant(s): Christopher Faggioni Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citicorp Investment Services Respondent Lawyers(s): David I. Hantman Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | $0 | |
| 18-00871 | 10/16/2018 | Claimant(s): Michael Lukas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL | $0 | |
| 18-01468 | 10/16/2018 | Claimant(s): Virgilio Cristobal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | $0 | |
| 18-01065 | 10/11/2018 | Claimant(s): Rushdi Zalatimo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Richard W. Vallario Hearing Site: New York, NY | $0 | |
| 18-00262 | 10/09/2018 | Claimant(s): Christopher Faggioni Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Joseph B. Russell Hearing Site: New York, NY | $0 | |
| 18-00250 | 10/08/2018 | Claimant(s): George Schietinger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: New York, NY | $0 | |
| 18-01231 | 10/03/2018 | Claimant(s): Frederick Scruggs Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Jane Tam Hearing Site: Richmond, VA | $0 | |
| 18-00248 | 10/02/2018 | Claimant(s): John Kincaid Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisors LLC, Legacy Financial Services. Respondent Lawyers(s): Christina Vourakis, Michael J. Ernst Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | $0 | |
| 18-00276 | 10/02/2018 | Claimant(s): Michael Sangirardi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Lynne M. Reid-McQueen Hearing Site: New York, NY | $0 |