15-02230 | 02/10/2017 | Claimant(s): Michael Bissmeyer Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): RBS Securities Inc. Respondent Lawyers(s): Patrick J. Lamparello Arbitrator(s): Eugene G. P. Byrne, Alfreida B. Kenny, Brian Lawrence Berlandi Hearing Site: New York, NY
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15-01963 | 01/20/2017 | Claimant(s): Hirak Biswas Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): RBS Securities Inc. Respondent Lawyers(s): Patrick J. Lamparello Arbitrator(s): Anna M. Fanelli, Mitchell Jay Bayer, Richard Gee Hearing Site: New York, NY
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15-02478 | 11/18/2016 | Claimant(s): Craig Urban Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Anna Wermuth Arbitrator(s): Ray J. Grzebielski, Sal Presti, David J. Dahl Hearing Site: Chicago, IL
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13-03478 | 05/25/2016 | Claimant(s): Kimberly Welsh Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): B. J. Krintzman, Xiomara Corral, Thomas Matthew Madden Hearing Site: Boston, MA
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14-01150 | 04/15/2016 | Claimant(s): Sergio Kostek Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): RBS Securities Inc. Respondent Lawyers(s): Don A. Innamorato Arbitrator(s): Keely D. Parr, Joshua Mark Zucker, Nicholas C. George Hearing Site: New York, NY
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13-03517 | 11/19/2015 | Claimant(s): Adam Frisch Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): UBS Securities LLC Respondent Lawyers(s): Kevin B. Leblang Arbitrator(s): Clarence Smith, Alexandra L. Dunaif, James I. Berliner Hearing Site: New York, NY
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12-01162 | 01/06/2015 | Claimant(s): James Kibbe Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): UBS Securities LLC Respondent Lawyers(s): Francis X. Dee Arbitrator(s): Richard W. Vallario, Jeffrey F. Friedman, Carole L. Green Hearing Site: New York, NY
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12-01161 | 11/06/2014 | Claimant(s): Adam Behlman Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): UBS Securities LLC Respondent Lawyers(s): Kevin LeBlang Arbitrator(s): Charles P. Axelrod, Joseph W. Lodato, Linda J. Baer Hearing Site: New York, NY
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12-01177 | 06/18/2014 | Claimant(s): Brice Van Elswyk Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): RBS Securities. Respondent Lawyers(s): Deborah P. Kelly Arbitrator(s): Sally Jane Sancimino, Ronald J. Colombo, Wallace Anthony Showman Hearing Site: New York, NY
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10-02809 | 05/23/2014 | Claimant(s): Douglas Sharon Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management Inc. Respondent Lawyers(s): Gabrielle Gould Arbitrator(s): Lowell D. Johnston, Douglas S. Abel, Daniel F. Morrissey Hearing Site: New York, NY
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