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FINRA Awards for James Kibbe

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0116201/06/2015Claimant(s): James Kibbe
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Francis X. Dee
Arbitrator(s): Richard W. Vallario, Jeffrey F. Friedman, Carole L. Green
Hearing Site: New York, NY

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