| 12-01753 | 07/02/2013 | Claimant(s): Christianne Meier
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Patrick DiGiacomo, Newport Coast Securities.
Respondent Lawyers(s): Dan A. Druz
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
|  | $45,860 |
| 10-03257 | 08/25/2011 | Claimant(s): Richard Denerstein
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Lawrence Brazie, Westminster Financial Securities.
Respondent Lawyers(s): Edward D. Muransky
Arbitrator(s): Richard J. Grahn, Pamela E. Berman, Peter Andrew Marx
Hearing Site: Boston, MA
| | |
| 09-02638 | 01/03/2011 | Claimant(s): Dennis and Sandra Malanga, DESA Corp. Profit Sharing Plan
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Charles Induddi, Pershing LLC, Lincoln Financial Securities
Respondent Lawyers(s): Jane Meyers, Janene M. Marasciullo
Arbitrator(s): Linda T. Pellegrino, Edith M. Novack, Joseph Michael Dougherty
Hearing Site: Newark, NJ
| | $43,750 |
| 09-01178 | 08/31/2010 | Claimant(s): Christopher Carthew
Claimant Lawyers(s): Adam Gana
Respondent(s): Eric Gretchyn, Milestone Financial Services.
Respondent Lawyers(s): Dan A. Druz, Matthew Schonberg
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
| | $90,000 |
| 08-03509 | 07/27/2009 | Claimant(s): Ronald Morrone
Claimant Lawyers(s): Dan A. Druz
Respondent(s): IFMG Securities.L Financial Corporation, Sun Life Financial Distributors.
Respondent Lawyers(s): N. Nancy Ghabai
Arbitrator(s): Daniel J. McCarthy, Abraham Harry Bunis, Thomas A. Abitabile
Hearing Site: Newark, NJ
| | |
| 99-00155 | 02/23/2009 | Claimant(s): Dan Druz
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Morgan Stanley DW Inc., Richard Hayes
Respondent Lawyers(s): Richard Szuch
Arbitrator(s): Joan M. Traub, Simone A. Muscarnera, Nathalie Potter Maio
Hearing Site: Newark, NJ
| | |
| 06-00575 | 03/14/2008 | Claimant(s): James O'Leary
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Citigroup Global Markets., Ron Sallet
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Jack Friedman, Louis H. Miron, James M. Baumann
Hearing Site: Newark, NJ
| | |
| 05-05589 | 09/27/2007 | Claimant(s): Thomas Hodges
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Christopher Kelts, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert S. Zuckerman, Frank Samuel Perri, Lisa Bass Morris
Hearing Site: Charlotte, NC
| | $0 |
