| 15-03063 | 04/25/2017 | Claimant(s): Barbara Kaye, Barbara J. Kaye Revocable Living Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Richard J. Stall
Hearing Site: Las Vegas, NV
|  | Expungement |
| 16-03061 | 04/17/2017 | Claimant(s): Rolf Maile
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Las Vegas, NV
| | |
| 16-01787 | 04/17/2017 | Claimant(s): Linda Tedrahn
Claimant Lawyers(s): Brett A. Alcala
Respondent(s): Gregory Kinkead, Joseph Papez, Centaurus Financial.
Respondent Lawyers(s): David Markun, Paul King
Arbitrator(s): Robert A. Lombardi
Hearing Site: Las Vegas, NV
| | $0 |
| 15-01665 | 11/22/2016 | Claimant(s): Praveen Chandra
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Mary M. O'Neil, Brent J. Rosenbaum, Michael John Florio
Hearing Site: Las Vegas, NV
| | $0 |
| 15-02023 | 10/19/2016 | Claimant(s): Mohamed Ahmed, Mohamed Ahmed IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Barbara M. Zak, Morris S. Getzels, Robert B. Hansohn
Hearing Site: Las Vegas, NV
| | Expungement |
| 14-01155 | 09/14/2016 | Claimant(s): Barry Blank
Claimant Lawyers(s): John J. Phelan
Respondent(s): Richard Murphy, Murphy & Durieu
Respondent Lawyers(s): Elizabeth W. Swedock, Paul McCurdy
Arbitrator(s): Gerald F. Corrigan, Steven A. Budin, Dee Newell
Hearing Site: Las Vegas, NV
| | |
| 16-00525 | 07/22/2016 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Noyeg Arkoian
Respondent Lawyers(s): Noyeg W. Arkoian
Arbitrator(s): Michael M. Hachigian
Hearing Site: Las Vegas, NV
| | |
| 14-00618 | 03/09/2016 | Claimant(s): Joann Pooton, Thompson Pooton, Joann M. Pooton IRA, Thompson J. Pooton IRA, Thompson J. & Joann M. Pooton Rev Trust
Claimant Lawyers(s): M. Nelson Segel
Respondent(s): Michael Self, First Financial Equity Corporation
Respondent Lawyers(s): Brian J. Palmer
Arbitrator(s): Merton E. Marks, Dee Newell, Brian Pezzillo
Hearing Site: Las Vegas, NV
| | $0 |
| 13-02770 | 12/10/2015 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Christopher Gallo
Respondent Lawyers(s): Scott R. Shewan
Arbitrator(s): Barry A. Mainardi, Michael G. Clark, Michael John Florio
Hearing Site: Las Vegas, NV
| | |
| 14-03684 | 12/03/2015 | Claimant(s): Michael Saporito, Wanda Saporito, Saporito Trust DTD 12/20/2000
Claimant Lawyers(s): David Liebrader
Respondent(s): Gregory Townes
Respondent Lawyers(s): Gregory Alan Townes
Arbitrator(s): Robert Rosen
Hearing Site: Las Vegas, NV
| | $136,200 |
