| 09-00074 | 09/01/2009 | Claimant(s): Summit Brokerage Services.
Claimant Lawyers(s): Gary Menzer
Respondent(s): Gregory Kinkead
Respondent Lawyers(s): John R. McMillan
Arbitrator(s): Barry A. Mainardi
Hearing Site: Las Vegas, NV
| | |
| 08-01230 | 04/23/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Martin Gerek
Respondent Lawyers(s): Martin Gerek
Arbitrator(s): Charles W. Herf, Marvin J. Klein, Gary L. Freeman
Hearing Site: Las Vegas, NV
| | |
| 08-01424 | 04/07/2009 | Claimant(s): First Midwest Securities.
Claimant Lawyers(s): Renee Emrick
Respondent(s): Patricia Robinson
Respondent Lawyers(s): Patrick Corcoran
Arbitrator(s): Thanayi J. Lindsey
Hearing Site: Las Vegas, NV
| | |
| 08-00301 | 03/17/2009 | Claimant(s): Tyrone Tabak
Claimant Lawyers(s): Fred N. Tabak
Respondent(s): Wedbush Morgan Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Vernon Barnum, Michael D. Harrison, R. Peter Faris
Hearing Site: Las Vegas, NV
| | |
| 07-01083 | 03/17/2009 | Claimant(s): Terry L. Haines and Jimmy H. Haines
Claimant Lawyers(s): David Liebrader
Respondent(s): Christopher Zockoll, James Catledge
Respondent Lawyers(s): Phillip R. Emerson, Todd M. Touton
Arbitrator(s): Victoria E. Johnson, Philip H. Marmurowski, Gregory B. Wood
Hearing Site: Las Vegas, NV
|  | $129,503 |
| 08-00222 | 01/16/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jon Barnes
Respondent Lawyers(s): Jon Ross Barnes
Arbitrator(s): Jeffrey E. Skogsbergh, Michael Dean, Randall N. Kirk
Hearing Site: Las Vegas, NV
| | |
| 07-02969 | 10/31/2008 | Claimant(s): Salovich Family Trust
Claimant Lawyers(s): George V. Salovich
Respondent(s): Derek Uehara, Johanna Martin, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Edwin C. Shiver
Hearing Site: Las Vegas, NV
| | $0 |
| 07-00913 | 09/25/2008 | Claimant(s): Jerry Engel
Claimant Lawyers(s): M Nelson Segel
Respondent(s): Kevin Kimberlin, William Dioguardi, Spencer Trask Ventures.
Respondent Lawyers(s): Richard A. Roth
Arbitrator(s): Robert A. Lombardi
Hearing Site: Las Vegas, NV
| | |
| 06-00111 | 09/05/2008 | Claimant(s): Estate of David Roberts
Claimant Lawyers(s): Jerry L. Colclazier
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Ashley Young Adams
Arbitrator(s): Lincoln F. Stock, Dale B. Rycraft, Dee Newell
Hearing Site: Las Vegas, NV
| | $0 |
| 07-02628 | 09/02/2008 | Claimant(s): Evan Bedell
Claimant Lawyers(s): C. Robert Peterson
Respondent(s): Viney Singal, Silver Pacific Advisors
Respondent Lawyers(s): Suvinder S. Ahluwalia
Arbitrator(s): David M. Seidner, Philip H. Marmurowski, Peter D. Steinbroner
Hearing Site: Las Vegas, NV
| | |
