| 11-04471 | 05/14/2012 | Claimant(s): Richard Sudborough
Claimant Lawyers(s): Richard Sudborough
Respondent(s): Trade Monster
Respondent Lawyers(s): Michael Albino
Arbitrator(s): Paul H. Lamboley
Hearing Site: Las Vegas, NV
|  | $25 |
| 09-06772 | 05/08/2012 | Claimant(s): Susan Shalov
Claimant Lawyers(s): Robert Bertsch
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Alan J. Duncan, R. Peter Faris, Brent J. Rosenbaum
Hearing Site: Las Vegas, NV
| | $0 |
| 11-01383 | 04/16/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Richard Chiarenza
Respondent Lawyers(s): Richard Douglas Chiarenza
Arbitrator(s): Walter S. Weiss
Hearing Site: Las Vegas, NV
| | |
| 10-00822 | 03/20/2012 | Claimant(s): Robert Kaiser
Claimant Lawyers(s): Robert G. Kaiser
Respondent(s): World Group Securities.
Respondent Lawyers(s): Robert G. Brunton
Arbitrator(s): Philip H. Marmurowski
Hearing Site: Las Vegas, NV
| | |
| 10-00638 | 03/12/2012 | Claimant(s): The Sunrise Trust
Claimant Lawyers(s): Susan King
Respondent(s): Morgan Stanley & Co., Timothy McElroy
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Alan J. Duncan, Joe S. Tarrer, James H. McAvoy
Hearing Site: Las Vegas, NV
| | $0 |
| 10-05814 | 02/24/2012 | Claimant(s): Janice Carkeek, Janice Carkeek IRA, Janice A. Carkeek Revocable Trust U/A/D
Claimant Lawyers(s): Alan L. Sachs
Respondent(s): Jeremy Kisner, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman, G. Thomas Fleming
Arbitrator(s): James H. McAvoy, Melvin S. Feldman, Daniel Clay McGuire
Hearing Site: Las Vegas, NV
| | $31,768 |
| 11-01055 | 02/10/2012 | Claimant(s): John Francois
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Zions Direct.
Respondent Lawyers(s): Bart K. Larsen
Arbitrator(s): Laurel Littman Gothelf, Thomas J. Tanksley, Daniel Clay McGuire
Hearing Site: Las Vegas, NV
| | $36,050 |
| 11-00269 | 02/02/2012 | Claimant(s): Alan Begun, Rhonda Begun
Claimant Lawyers(s): David Liebrader
Respondent(s): Armen Karapetyan, Basis Financial
Respondent Lawyers(s): Richard E. Brodsky
Arbitrator(s): Bruce R. Heurlin
Hearing Site: Las Vegas, NV
| | $62,034 |
| 10-00264 | 01/30/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Nathan Lorbietzki
Respondent Lawyers(s): Erik W. Fox
Arbitrator(s): Nancy Hutt, James W. Warren, David L. Moran
Hearing Site: Las Vegas, NV
| | |
| 09-06004 | 01/25/2012 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Joseph Papez
Respondent Lawyers(s): Howard J. Rosenburg
Arbitrator(s): Herb Schwartz
Hearing Site: Las Vegas, NV
| | |
