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FINRA Awards for Christopher F. Robertson

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Displaying 11-16 out of 16 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0032208/31/2020Claimant(s): Mark Schneider
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Michael S. Matek
Hearing Site: Omaha, NE
14-0034312/17/2018Claimant(s): Utility Service Holding Company.
Claimant Lawyers(s): J. Michael Bishop
Respondent(s): Candace Weir, C. L. King & Associates.
Respondent Lawyers(s): Christopher F. Robertson, Richard A. Roth
Arbitrator(s): Gary J. Leshaw, John D. Mattingly, Yvette L. Nurse
Hearing Site: Atlanta, GA
Checkmark Icon$0
14-0289805/08/2017Claimant(s): Benjamin Peters Trust dtd 12/3/1993, Ellen Mia Peters Trust, Lynn E. Gorguze Separate Property Trust, Vincent and Gloria Gorguze Trust dtd 3/2
Claimant Lawyers(s): John G. Rich, Ross B. Intelisano
Respondent(s): Candace Weir, C. L. King & Associates.
Respondent Lawyers(s): Christopher F. Robertson, Richard A. Roth
Arbitrator(s): Otis E. Hackett, Michael D. Briggs, Randall Brian Christison
Hearing Site: San Diego, CA
Checkmark Icon$0
15-0112104/05/2017Claimant(s): V. Nicklin, Riverlife Investment Holdings LLC, Estate of Freda W. Nicklin, Franklin C. Nicklin Test,Trust FOB
Claimant Lawyers(s): Marc D. Powers
Respondent(s): C. L. King & Associates.
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Jack Friedman, Sherri L. Hughes, Josian Antoine
Hearing Site: New York, NY
Checkmark Icon$0
15-0303712/09/2016Claimant(s): Silverwood Partners
Claimant Lawyers(s): Dana A. Zakarian
Respondent(s): Jonathan Hodson-Walker, Lisa Hodson-Walker, Michael Burgmaier, Nicolas Mccoy
Respondent Lawyers(s): Christopher F. Robertson, Dana A. Zakarian
Arbitrator(s): Gene M. Bauer, Sheryl R. Marshall, Joseph Samuel Berman
Hearing Site: Boston, MA
14-0317102/19/2016Claimant(s): Ivan Rodriguez
Claimant Lawyers(s): Samuel Rodriguez
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Kenneth M. Jackson, Melva J. Harmon, Robert Stewart Barney
Hearing Site: Memphis, TN

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