| 18-02097 | 11/06/2020 | Claimant(s): Jane Zhao, Richard Anderson
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Herbert J. Sims & Co. Inc.
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Edward R. Niederriter, Will Murphy, Paul J. Burkhart
Hearing Site: Boca Raton, FL
|  | Settlement |
| 20-01578 | 10/23/2020 | Claimant(s): Lee Fehr
Claimant Lawyers(s): Lee C Fehr
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | $450 |
| 18-01805 | 08/27/2020 | Claimant(s): Atlantic Vue Towers., E.A.R.E. Corp., Coral Gables Trust Company
Claimant Lawyers(s): Kenneth Catanzarite
Respondent(s): Cindy Briggs, David Bernstein, Donald Gunn, Frederick Kraus, Richard Frueh, Richard Nummi
Respondent Lawyers(s): Burton W. Wiand, Cindy Susan Briggs, David H. Jarvis, David John Bernstein, Frederick Oscar Kraus, Richard Mark Nummi
Arbitrator(s): John Richard Lynch, Will Murphy, Christopher J. Klein
Hearing Site: Miami, FL
| | $0 |
| 19-03247 | 06/16/2020 | Claimant(s): Michele Kief
Claimant Lawyers(s): Nisha S. Wright
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Will Murphy, Sandra J. Bakalus, Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | |
| 19-00445 | 02/11/2020 | Claimant(s): Matthew Gerst
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Will Murphy, Robert G. Falbisaner, Scott Louis Fishman
Hearing Site: Boca Raton, FL
| | |
| 18-04115 | 01/02/2020 | Claimant(s): The Lorraine B. Trust 'B', The Wheeler H. Hess Jr Irrevocable Trust
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): Merrill Lynch, Pierce, Fenner Inc
Respondent Lawyers(s): Keith S. Olin
Arbitrator(s): Gilbert A. Schnirman, Will Murphy, David Rich
Hearing Site: Boca Raton, FL
| | $25,739 |
| 18-04011 | 12/27/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Ailen Cruz
Respondent(s): Gregory Clark
Respondent Lawyers(s): Gregory Dennis Clark
Arbitrator(s): Michael Lau, Will Murphy, Brett Matthew Logan
Hearing Site: Miami, FL
| | |
| 18-00266 | 12/09/2019 | Claimant(s): Harold Merchant
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Leonel Peraza
Arbitrator(s): Will Murphy, Laurence V. Senn, Thomas W. Allen
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206/12504 |
| 18-00264 | 11/07/2019 | Claimant(s): Guillermo Castro
Claimant Lawyers(s): Michael S. Taafe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Leslie L. Cooney, Will Murphy, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206/12504 |
| 19-00020 | 11/05/2019 | Claimant(s): Don D'Adesky
Claimant Lawyers(s): Lindsay Nasshorn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | |
