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FINRA Awards for Harvey R. Linder

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Displaying 71-80 out of 81 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0375806/30/2015Claimant(s): Blackbook Capital LLC
Claimant Lawyers(s): Franklin I. Ogele
Respondent(s): Alfred Woodard
Respondent Lawyers(s): Alfred Woodard
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
Checkmark Icon$0
14-0067303/18/2015Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s): Barry Dekreek
Respondent Lawyers(s): Barry Jay Dekreek
Arbitrator(s): John N. Breazeale, Karla Y. Vogel, Harvey R. Linder
Hearing Site: Atlanta, GA
13-0043802/18/2014Claimant(s): Greg Goldman
Claimant Lawyers(s): Alison R. Spiers
Respondent(s): Charles Davis
Respondent Lawyers(s): Charles B. Davis
Arbitrator(s): Harvey R. Linder, Peggy Lewis Kennedy, J. G. Long
Hearing Site: Atlanta, GA
Checkmark Icon$260,000
10-0381812/02/2013Claimant(s): Carey C. Steger, Estate Donald Campbell
Claimant Lawyers(s): Brian N. Smiley
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Chandler R Bridges, Harvey R. Linder, Mollie Wagner Neal
Hearing Site: Atlanta, GA
Checkmark Icon$0
12-0188808/30/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Andre deLaunay
Respondent(s): Kevin Myers
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
08-0334507/10/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Paul Marshall
Respondent Lawyers(s): Glenn D. Delk
Arbitrator(s): Joel Steven Arogeti, Perry Lee Taylor, Harvey R. Linder
Hearing Site: Atlanta, GA
12-0146005/02/2013Claimant(s): Joyce McCumber, Larry McCumber
Claimant Lawyers(s): Joseph S. Fogel
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jessica A. Shaver
Arbitrator(s): Harvey R. Linder, John F. O'Neill, Bonnie B. Revoner
Hearing Site: Atlanta, GA
Checkmark IconExpungement
11-0128305/01/2012Claimant(s): Rita Lenda, Rita F. Lenda IRA
Claimant Lawyers(s): Edward J. Dovin
Respondent(s): Edwin Lenda, Morgan Stanley
Respondent Lawyers(s): John L. Castelly
Arbitrator(s): Gary J. Leshaw, Harvey R. Linder, Floyd W. McRae
Hearing Site: Atlanta, GA
Checkmark Icon$300
09-0722605/31/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jordan D. Weinreich
Respondent(s): Kenneth Walters
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Judith Stilz Ogden, Harvey R. Linder, William Clay Gilbert
Hearing Site: Atlanta, GA
10-0062011/30/2010Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William Schmitt
Respondent(s): Robert Wilder
Respondent Lawyers(s): Robert Scott Wilder
Arbitrator(s): Michael J. Stern, Harvey R. Linder, Mohr Ernest Hill
Hearing Site: Atlanta, GA

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