| 18-02309 | 01/21/2019 | Claimant(s): Carolyn Song-Pegg
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Matthew R. Byrne
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
| | |
| 18-00244 | 08/10/2018 | Claimant(s): Mykel Barnes
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Ameriprise Financial Services, Fifth Third Securities.
Respondent Lawyers(s): Allan S. Rubin, Howard M. Klausmeier
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
| 17-00738 | 01/19/2018 | Claimant(s): Joanne and Vito Zanni
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Fifth Third Securities., Todd Morgan
Respondent Lawyers(s): Robert Zimmerman
Arbitrator(s): Lee H. Goodman, Akili Lucilla Estrella, Michael John Gallagher
Hearing Site: Chicago, IL
|  | $0 |
| 16-03238 | 01/06/2018 | Claimant(s): Est. of Franklin Douglas by its P.R.
Claimant Lawyers(s): David L. Jones
Respondent(s): Fifth Third Securities., Jeremy Schipp
Respondent Lawyers(s): D. Justin Gingerich
Arbitrator(s): Larry Evert Carlson, Paul Lansing, Raymond P. Buschmann
Hearing Site: Indianapolis, IN
| | $0 |
| 11-03420 | 08/10/2017 | Claimant(s): Peter Laskarzewski, Peter M. Laskarzewski Rev Trust
Claimant Lawyers(s): Peter M. Laskarzewski
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Joseph M. Callow
Arbitrator(s): Jane D. Lollis, Andrew R. Present, Enrico A. Mazzoli
Hearing Site: Louisville, KY
| | $0 |
| 13-00263 | 05/19/2017 | Claimant(s): Dayna Bolera, Thomas Bolera
Claimant Lawyers(s): Leonard P. Haberman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Joseph M. Callow
Arbitrator(s): Gloria O. North, Ilisa J. Smukler, Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | $0 |
| 16-02966 | 05/05/2017 | Claimant(s): The Estate of Helen Nottingham
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Fifth Third Securities., Kevin Benjamin
Respondent Lawyers(s): Christen M. Steimle
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL
| | $0 |
| 16-00724 | 02/14/2017 | Claimant(s): Helen Mirling
Claimant Lawyers(s): David P. Meyer
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): D. Justin Gingerich
Arbitrator(s): Tracy L. Allen, John Anthony Simonetti, William Joseph Caprathe
Hearing Site: Cleveland, OH
| | $0 |
| 14-03257 | 09/19/2016 | Claimant(s): Milton Flanagan
Claimant Lawyers(s): Stephany McLaughlin
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Moyenda M. Knapp
Arbitrator(s): Sheldon I. Saitlin, David J. Langseth, Scott E. Rexroad
Hearing Site: Chicago, IL
| | |
| 14-02114 | 05/05/2015 | Claimant(s): Ethel M. Cusic Trust
Claimant Lawyers(s): John D. McClure
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Christen M. Steimle
Arbitrator(s): Thomas C. Wagner
Hearing Site: Cincinnati, OH
| | Dismissed by Rule 12206 |
