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FINRA Awards for Fifth Third Securities.

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Displaying 11-20 out of 39 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0230901/21/2019Claimant(s): Carolyn Song-Pegg
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Matthew R. Byrne
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
18-0024408/10/2018Claimant(s): Mykel Barnes
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Ameriprise Financial Services, Fifth Third Securities.
Respondent Lawyers(s): Allan S. Rubin, Howard M. Klausmeier
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
17-0073801/19/2018Claimant(s): Joanne and Vito Zanni
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Fifth Third Securities., Todd Morgan
Respondent Lawyers(s): Robert Zimmerman
Arbitrator(s): Lee H. Goodman, Akili Lucilla Estrella, Michael John Gallagher
Hearing Site: Chicago, IL
Checkmark Icon$0
16-0323801/06/2018Claimant(s): Est. of Franklin Douglas by its P.R.
Claimant Lawyers(s): David L. Jones
Respondent(s): Fifth Third Securities., Jeremy Schipp
Respondent Lawyers(s): D. Justin Gingerich
Arbitrator(s): Larry Evert Carlson, Paul Lansing, Raymond P. Buschmann
Hearing Site: Indianapolis, IN
Checkmark Icon$0
11-0342008/10/2017Claimant(s): Peter Laskarzewski, Peter M. Laskarzewski Rev Trust
Claimant Lawyers(s): Peter M. Laskarzewski
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Joseph M. Callow
Arbitrator(s): Jane D. Lollis, Andrew R. Present, Enrico A. Mazzoli
Hearing Site: Louisville, KY
Checkmark Icon$0
13-0026305/19/2017Claimant(s): Dayna Bolera, Thomas Bolera
Claimant Lawyers(s): Leonard P. Haberman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Joseph M. Callow
Arbitrator(s): Gloria O. North, Ilisa J. Smukler, Edward R. Niederriter
Hearing Site: Boca Raton, FL
Checkmark Icon$0
16-0296605/05/2017Claimant(s): The Estate of Helen Nottingham
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Fifth Third Securities., Kevin Benjamin
Respondent Lawyers(s): Christen M. Steimle
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL
Checkmark Icon$0
16-0072402/14/2017Claimant(s): Helen Mirling
Claimant Lawyers(s): David P. Meyer
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): D. Justin Gingerich
Arbitrator(s): Tracy L. Allen, John Anthony Simonetti, William Joseph Caprathe
Hearing Site: Cleveland, OH
Checkmark Icon$0
14-0325709/19/2016Claimant(s): Milton Flanagan
Claimant Lawyers(s): Stephany McLaughlin
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Moyenda M. Knapp
Arbitrator(s): Sheldon I. Saitlin, David J. Langseth, Scott E. Rexroad
Hearing Site: Chicago, IL
15-0166103/10/2016Claimant(s): Tommy Ayala-Rivera
Claimant Lawyers(s): Tommy Ayala-Rivera
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): David Montgomery
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL

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