| 20-03061 | 06/07/2021 | Claimant(s): Joanna Moran
Claimant Lawyers(s): Christina Z. Vourakis
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: Reno, NV
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| 20-02396 | 02/26/2021 | Claimant(s): James Regier
Claimant Lawyers(s): Jon M. Stanfield
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
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| 20-02191 | 01/25/2021 | Claimant(s): David Stokes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): David A. Schuler
Hearing Site: New Orleans, LA
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| 20-01482 | 12/23/2020 | Claimant(s): Joanna Moran
Claimant Lawyers(s): Christina Z. Vourakis
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): David H. Feldstein
Arbitrator(s): Philip Aaron Tymon
Hearing Site: Reno, NV
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| 19-00515 | 10/10/2019 | Claimant(s): Steven Henningson
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
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| 18-04142 | 08/05/2019 | Claimant(s): Daniel Lauletta
Claimant Lawyers(s): Michael Charlillo
Respondent(s): Ameriprise Financial Services., Cetera Advisor Networks LLC, Walnut Street Securities.
Respondent Lawyers(s): Howard M. Klausmeier, Joseph Simms
Arbitrator(s): Michael L. Fortney
Hearing Site: Cleveland, OH
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| 18-03725 | 05/08/2019 | Claimant(s): Debra Taylor
Claimant Lawyers(s): Matthew I Penfield
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Morton S. Bunis
Hearing Site: Newark, NJ
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| 18-00758 | 11/01/2018 | Claimant(s): Clifford Robello
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Terry M Lloyd
Hearing Site: Honolulu, HI
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| 17-03184 | 08/07/2018 | Claimant(s): Thomas Wojcik, Timothy McCabe
Claimant Lawyers(s): Nathan Lamb
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Rody P. Biggert
Hearing Site: Chicago, IL
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| 16-02671 | 05/01/2018 | Claimant(s): Estate of Agnes Marks
Claimant Lawyers(s): Jenice Malecki
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): William G. Binckes, Stuart E. Bauchner, Alan E. Gross
Hearing Site: New York, NY
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