| 05-05902 | 02/08/2008 | Claimant(s): Larry Parker
Claimant Lawyers(s): Thomas M. Haskins
Respondent(s): Citigroup Global Markets., A.G. Edwards & Sons.
Respondent Lawyers(s): James C. Browning, William A. Hohauser
Arbitrator(s): Dennis Dowd, Gerhard L. Schopen, Suanne M. Parro
Hearing Site: Denver, CO
|  | $0 |
| 07-01081 | 02/04/2008 | Claimant(s): A.G. Edwards & Sons.
Claimant Lawyers(s): Michael Naccarato
Respondent(s): Heidi Rosenberg
Respondent Lawyers(s): Peter C. Riley
Arbitrator(s): Harold M. Golz, Bruce J. Nerland, Daniel Baruch Lidawer
Hearing Site: Des Moines, IA
| | |
| 07-00339 | 01/11/2008 | Claimant(s): Ann Stafford, James Stafford
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): William S. Port
Arbitrator(s): Leah A. Murray, Mark E. Kessinger, David B. Lacks
Hearing Site: St. Louis, MO
| | $200,000 |
| 06-03130 | 12/21/2007 | Claimant(s): William Burke
Claimant Lawyers(s): Donald G. McGrath
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Eugene M. Setel, Keith A. Maier, Kathleen Fay Smith
Hearing Site: Buffalo, NY
| | $0 |
| 06-05223 | 12/11/2007 | Claimant(s): Ronald Warren, Shelby Warren
Claimant Lawyers(s): Thomas E. Baddley
Respondent(s): Allen Wall, Julius Kenney, Michael Cramer, A.G. Edwards & Sons., Lifesource Solutions, The Estate of Julius Franklin Kenny III
Respondent Lawyers(s): Jeffrey W. Coverdell, Neil Warner Yahn
Arbitrator(s): Gloria J Liddell, Bryan M. Reed, Clarence H. Hampton
Hearing Site: Birmingham, AL
| | $0 |
| 05-05647 | 12/10/2007 | Claimant(s): Ann Rofer, Mario Rofer
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Anthony Russo, A.G. Edwards & Sons.
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Curtis H. Baer, Howard B. Brown, Frank L. Wolf
Hearing Site: Los Angeles, CA
| | $130,600 |
| 07-01366 | 11/28/2007 | Claimant(s): Michael Smith
Claimant Lawyers(s): Michael J. Smith
Respondent(s): A.G. Edwards & Sons., Wayne Watson
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): James A. Hayes
Hearing Site: Kansas City, MO
| | $75 |
| 06-05020 | 11/21/2007 | Claimant(s): Jerry Pinion, Mitchell Borders, Nancy Mueller, Patricia Beall, Paul Ponder
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): A.G. Edwards & Sons., Sherry Holley
Respondent Lawyers(s): Amy C. Johnson
Arbitrator(s): John R. Michael, Jan M. West, Enrico A. Mazzoli
Hearing Site: Louisville, KY
| | $0 |
| 05-01209 | 11/20/2007 | Claimant(s): Tania Appell
Claimant Lawyers(s): Debra A. Opri
Respondent(s): John Lee, A.G. Edwards & Sons.
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Harris E. Kershnar, J. Jean Elliott, Michael Charles Doland
Hearing Site: Los Angeles, CA
| | |
| 07-01577 | 11/02/2007 | Claimant(s): Tom W. White & Jane C. White JT TEN
Claimant Lawyers(s): Tom William White
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Terry F. Peppard
Hearing Site: Milwaukee, WI
| | $0 |
