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FINRA Awards for Heidi Rosenberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0108102/04/2008Claimant(s): A.G. Edwards & Sons.
Claimant Lawyers(s): Michael Naccarato
Respondent(s): Heidi Rosenberg
Respondent Lawyers(s): Peter C. Riley
Arbitrator(s): Harold M. Golz, Bruce J. Nerland, Daniel Baruch Lidawer
Hearing Site: Des Moines, IA

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