| 21-00195 | 12/15/2021 | Claimant(s): William Valenti
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 21-00676 | 11/15/2021 | Claimant(s): Serdar Ayman
Claimant Lawyers(s): Serdar Ayman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
|  | $0 |
| 21-01046 | 10/27/2021 | Claimant(s): Tina Wang
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | |
| 21-01492 | 10/14/2021 | Claimant(s): Matthew Plevelich
Claimant Lawyers(s): Matthew Plevelich
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
| | $0 |
| 19-03464 | 08/30/2021 | Claimant(s): Annette Bouso
Claimant Lawyers(s): Bruce J. Altshuler
Respondent(s): Fidelity Brokerage Services LLC, Miriam Khorramian
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Leslie Marie Hopp, H. Stuart Waxman, Obianuju Chioma-Bubbles Obasi
Hearing Site: Los Angeles, CA
| | $0 |
| 20-01948 | 04/13/2021 | Claimant(s): Daniel Freebery
Claimant Lawyers(s): Daniel P. Freebery
Respondent(s): Jeffery Paytas, Fidelity Brokerage Services LLC, Nathaniel Wright
Respondent Lawyers(s): Joel M. Everest, Noah D. Sorkin
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
| | $300 |
| 20-02617 | 03/29/2021 | Claimant(s): Bill Wolfe and Debbie Wolfe
Claimant Lawyers(s): Bill Wolfe
Respondent(s): Amber McCormick, Larry Potts
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Patricia Ann Tracey
Hearing Site: Columbia, SC
| | Expungement |
| 19-00007 | 03/09/2021 | Claimant(s): Susan Cable, Estate of Graham M. Polonsky
Claimant Lawyers(s): Alexander Aron Flig
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Samuel H. Chorches, Robert E. Anderson, Denise L. Presley
Hearing Site: Boston, MA
| | $0 |
| 20-02422 | 12/31/2020 | Claimant(s): William Borders
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Mark A. Sipper
Hearing Site: Louisville, KY
| | |
| 19-03112 | 04/09/2020 | Claimant(s): Bryan Hwang
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | |
