Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-03363 | 11/13/2012 | Claimant(s): David W. Hockersmith Claimant Lawyers(s): David W. Hockersmith Respondent(s): Morgan Stanley, Stephen Ledyard Respondent Lawyers(s): Braden O. Wilhelm Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ |  | Expungement |
| 10-04909 | 10/01/2012 | Claimant(s): Laurence Pilgeram Ttee Claimant Lawyers(s): Laurence Pilgeram Respondent(s): Morgan Stanley Respondent Lawyers(s): Chan Nam Arbitrator(s): William M. Howard Hearing Site: Las Vegas, NV | | $0 |
| 11-01401 | 08/25/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fischer Respondent(s): Warren Weems, III Respondent Lawyers(s): Warren Alfred Weems, III Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 10-05314 | 08/16/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Odai Singh Respondent Lawyers(s): Odai Vir Singh Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 10-02304 | 05/27/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Robert Swagger Respondent Lawyers(s): Walter H. Flamm Arbitrator(s): William M. Howard, Irving Mindes, Brian A. Maris Hearing Site: Phoenix, AZ | ||
| 10-05187 | 04/27/2011 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Carolyn LaMar Respondent(s): Richard Goldman Respondent Lawyers(s): Richard Goldman Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 10-03774 | 02/01/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Edward C. Nowak Respondent(s): Michael Guidroz Respondent Lawyers(s): Michael Paul Guidroz Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 10-01666 | 01/26/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Scott Moore Respondent Lawyers(s): Scott Randall Moore Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 09-05226 | 07/26/2010 | Claimant(s): Gieseking Family Trust Dated 10/03/02 Claimant Lawyers(s): Navid Yadegar Respondent(s): Charles Schwab & Co.., The Charles Schwab Corporation Respondent Lawyers(s): Michelle Fron Arbitrator(s): William M. Howard, George N. Roy, Ralph H. Martin Hearing Site: Phoenix, AZ | Expungement | |
| 09-04708 | 02/04/2010 | Claimant(s): Robert Dunn Claimant Lawyers(s): Robert E. Dunn Respondent(s): LPL Financial LLC, Stephen Lomsdalen Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | | $163 |