FINRA Awards for Kathryn D. Perreault

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Displaying 11-20 out of 55 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-02371	07/14/2022	Claimant(s): Anil Bhandari Claimant Lawyers(s): Rishi Bhandari Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Yvette Strong, John Franklin Udochi, Brian John Gallagher Hearing Site: New York, NY
21-01920	03/11/2022	Claimant(s): Alicia Hinojosa Gutierrez Claimant Lawyers(s): Daniel J. Kaiser Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Judith C. Zerden, Phillip Weitzman, Serge Krimnus Hearing Site: New York, NY
21-01164	02/22/2022	Claimant(s): Stephen Brown Claimant Lawyers(s): Craig Stein Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): William Kent Brown, Will Murphy, Tina Scott Polsky Hearing Site: Boca Raton, FL
21-00834	12/20/2021	Claimant(s): Robert Yahney Claimant Lawyers(s): Daniel P. Dietrich Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL
21-00117	11/11/2021	Claimant(s): Baerbel O'Haire Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL
20-03552	09/24/2021	Claimant(s): Ian Rodgers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Donald Dreyfus Hearing Site: Phoenix, AZ
20-03165	09/23/2021	Claimant(s): Vincent Panizzi Claimant Lawyers(s): Harry Meyer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Kathleen P. Helbig-Hannan Hearing Site: Detroit, MI
21-00516	08/12/2021	Claimant(s): Jennifer Duncan Claimant Lawyers(s): Ann Sullivan Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Richard James Igou Hearing Site: Richmond, VA
20-02901	07/20/2021	Claimant(s): Scott Allen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Terry M Lloyd Hearing Site: Salt Lake City, UT
20-03124	06/14/2021	Claimant(s): Thomas Conway Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL