| 21-01533 | 08/12/2022 | Claimant(s): Brandi Hannon, Gary Hannon, Brandi Hannon OBO of her IRA, Gary Hannon OBO of his IRA
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Andrea U. Calve
Hearing Site: Oklahoma City, OK
|  | Expungement |
| 20-03312 | 04/13/2022 | Claimant(s): Clinton Anderson
Claimant Lawyers(s): Christopher W. Patton
Respondent(s): Blair Horne, Morgan Stanley
Respondent Lawyers(s): John Bersin
Arbitrator(s): Andrea U. Calve, Lawrence R. Maxwell, Will Pryor
Hearing Site: Dallas, TX
| | $211,810 |
| 20-03418 | 02/17/2022 | Claimant(s): Christopher Lee
Claimant Lawyers(s): Christopher Lee
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): David B. Dyer, Andrea U. Calve, Douglas Wade Carvell
Hearing Site: Dallas, TX
| | |
| 19-02728 | 12/30/2021 | Claimant(s): David Farrell, Holly Farrell
Claimant Lawyers(s): Samuel Bonderoff
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa Gworek
Arbitrator(s): Andrea U. Calve, Karen Roberts Washington, Don G Miller
Hearing Site: Dallas, TX
| | $0 |
| 20-01114 | 11/10/2021 | Claimant(s): Richard Dudley, R. Dudley on behalf of his IRA accts, R. Dudley AIF for spouse, Anna A. Dudley
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): Andrea U. Calve, Mary Elizabeth Skelnik, Charles McGarry
Hearing Site: Dallas, TX
| | Expungement |
| 20-04117 | 11/02/2021 | Claimant(s): Kurt Kerrigan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | |
| 20-03644 | 10/12/2021 | Claimant(s): Derrick Colby
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | |
| 21-00348 | 09/28/2021 | Claimant(s): Kristopher Etter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): IMS Securities.
Respondent Lawyers(s): Jackie Wadsworth
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | |
| 19-03553 | 08/02/2021 | Claimant(s): Camille King, Scottow King
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jeff Goldman
Arbitrator(s): Andrea U. Calve, Mary Elizabeth Skelnik, Demetria Charissee Howard
Hearing Site: Dallas, TX
| | $0 |
| 19-00294 | 10/08/2019 | Claimant(s): Charles Smith
Claimant Lawyers(s): Michael O'Gara
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | |
