| 18-03255 | 03/30/2020 | Claimant(s): Valerie Lupin
Claimant Lawyers(s): Adrienne R. Hahn
Respondent(s): Craig Stevens, J.P. Morgan Securities, Paul San
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): G Thomas Fleming, George L. Tindall, Annette Gres Shepherd
Hearing Site: Los Angeles, CA
|  | $0 |
| 18-04369 | 11/07/2019 | Claimant(s): Robert Disman
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Las Vegas, NV
| | |
| 18-04120 | 09/30/2019 | Claimant(s): Jeff Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
| | |
| 18-04365 | 07/29/2019 | Claimant(s): Alexsandra Kulmaticki
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Robert B. Hansohn
Hearing Site: Los Angeles, CA
| | |
| 18-03012 | 04/23/2019 | Claimant(s): Martin Schroeder
Claimant Lawyers(s): Martin Lee Schroeder
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Jeffry M. Bauer, Anthony J. Bove, Michael James Malone
Hearing Site: Detroit, MI
| | |
| 18-02476 | 02/08/2019 | Claimant(s): Ryan Gordon
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | |
| 18-01400 | 12/31/2018 | Claimant(s): Gordon Chen, Nhut Anh Dang
Claimant Lawyers(s): Neal S. Robb
Respondent(s): Kai Lee
Respondent Lawyers(s): Kai Lee
Arbitrator(s): Robert D. Sussin, Cathleen M. Cobb, Rahsan Malik Boykin
Hearing Site: Los Angeles, CA
| | |
| 17-03471 | 08/13/2018 | Claimant(s): Michael Butt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Piper Jaffray & Co., UBS Financial Services Inc.
Respondent Lawyers(s): Ann C. McCague, Neal S. Robb
Arbitrator(s): Merton E. Marks
Hearing Site: Phoenix, AZ
| | |
| 17-03083 | 06/26/2018 | Claimant(s): John Adams
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
| | |
| 16-02678 | 01/03/2018 | Claimant(s): Richard Long
Claimant Lawyers(s): I. Donald Weissman
Respondent(s): J.P. Morgan Securities, Ruben Cavada
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Elliott David Finkel, Michael John Florio, John R Sustersic
Hearing Site: Los Angeles, CA
| | $0 |
