FINRA Awards for Ameriprise Financial Services

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 31-40 out of 75 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02734	07/01/2021	Claimant(s): Damian Dering Claimant Lawyers(s): Benjamin Winograd Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA
20-02319	06/16/2021	Claimant(s): Ameriprise Financial Services Claimant Lawyers(s): Scott A. La Porta Respondent(s): Daniel Ascani Respondent Lawyers(s): Daniel Leonard Ascani Arbitrator(s): Scott Manker, Gary Frederick Birnberg, Brian Arthur Rubino Hearing Site: Boca Raton, FL
20-02994	06/15/2021	Claimant(s): Jodi Miller-Hammes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Leonard Arthur Nelson Hearing Site: Minneapolis, MN
20-02921	06/04/2021	Claimant(s): Robert Schinsky Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Joseph J. Dougherty Hearing Site: Richmond, VA
20-02567	05/20/2021	Claimant(s): Justin Montandon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausemeier Arbitrator(s): Daniel J. Pagnano Hearing Site: Houston, TX
20-02899	05/10/2021	Claimant(s): Byron Studdard Claimant Lawyers(s): Brian Luther Respondent(s): American Portfolios Financial Srvs., Ameriprise Financial Services Respondent Lawyers(s): Craig Vollono, Howard Klausmeier Arbitrator(s): Gary E. Marcus Hearing Site: Tampa, FL
20-03217	04/28/2021	Claimant(s): William Hocutt Claimant Lawyers(s): Anne T. Freeland Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Joseph Neal Richardson Hearing Site: Birmingham, AL
20-01652	04/22/2021	Claimant(s): Richard Beleutz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL
20-03115	04/20/2021	Claimant(s): Michelle Young Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN
20-02847	04/05/2021	Claimant(s): Robert Feighan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY