| 20-01559 | 11/24/2020 | Claimant(s): John Canada
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Dallas, TX
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| 19-02230 | 03/26/2020 | Claimant(s): Wayne Kandas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
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| 19-00174 | 05/28/2019 | Claimant(s): Jeffery Harper
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Lee H. Goodman
Hearing Site: Chicago, IL
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| 15-00970 | 12/13/2017 | Claimant(s): Marc Levy
Claimant Lawyers(s): John D. Singer
Respondent(s): MetLife Securities Inc.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Nancy Plesser Wendell, Phillip Weitzman
Hearing Site: New York, NY
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| 15-03253 | 07/26/2016 | Claimant(s): Leonard Johnson
Claimant Lawyers(s): Leonard T Johnson
Respondent(s): Ryan Moratti
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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| 14-01639 | 03/01/2016 | Claimant(s): Marc Nolan
Claimant Lawyers(s): David Cosgrove
Respondent(s): Michael Gelina, MetLife Securities.
Respondent Lawyers(s): Lawrence R. Goldberg, Martin Harris
Arbitrator(s): Keith E. Mattern, Kim L. Kirn, Joseph K Marshall
Hearing Site: St. Louis, MO
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| 12-03686 | 05/24/2013 | Claimant(s): Lisa Fulco
Claimant Lawyers(s): Lisa A Fulco
Respondent(s): Banc of America Investment Services Inc., Metlife Securities Inc.
Respondent Lawyers(s): Bruce M. Steen, Martin Harris
Arbitrator(s): Christopher M. McMurray
Hearing Site: Baltimore, MD
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| 09-04310 | 10/21/2010 | Claimant(s): New England Securities, New England Life Insurance Company
Claimant Lawyers(s): Martin Harris
Respondent(s): James Archibald
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): Robert H. Watts, David Ellis, Robert S. Rosenfeld
Hearing Site: Manchester, NH
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