| 13-00325 | 02/16/2016 | Claimant(s): David Silipigno
Claimant Lawyers(s): Timothy J. O'Connor
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Vincent C. Pangia, Ira A. Auerbach, Clifford C. Rohde
Hearing Site: Albany, NY
|  | $593,540 |
| 15-01221 | 12/17/2015 | Claimant(s): Catseye Pest Control .
Claimant Lawyers(s): Anthony S. Maney
Respondent(s): Halliday Financial
Respondent Lawyers(s): George Brunelle
Arbitrator(s): Kathleen Hoey Gorr
Hearing Site: Albany, NY
| | $0 |
| 09-05466 | 12/14/2015 | Claimant(s): Michael Chrys
Claimant Lawyers(s): Matthew J. McDonald
Respondent(s): Anthony Dinallo, Wachovia Securities, Wells Fargo Advisors
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): George F. Adams, Kenneth Dymond, John Carl Cirincion
Hearing Site: Albany, NY
| | |
| 14-00765 | 05/19/2015 | Claimant(s): New York State Professional Fire Fighter
Claimant Lawyers(s): Joseph M . Dougherty
Respondent(s): Wells Fargo Advisors, Lawrence Natale, Patrick Lane, Tracy Martuscello
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Catherine Ladnier, Frank E. Wolf, Clifford C. Rohde
Hearing Site: Albany, NY
| | Expungement |
| 14-01388 | 10/03/2014 | Claimant(s): Joseph Gomes
Claimant Lawyers(s): Joseph Gomes
Respondent(s): Andrew Garrett Inc.
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Sanford S. Stevens
Hearing Site: Albany, NY
| | |
| 14-00051 | 08/27/2014 | Claimant(s): Joseph Ullman
Claimant Lawyers(s): Joseph Ullman
Respondent(s): Ameriprise Financial Services., Philip Higgins
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Andrew J. Gerber
Hearing Site: Albany, NY
| | $0 |
| 13-03497 | 06/30/2014 | Claimant(s): Stephen Petrucelli
Claimant Lawyers(s): Stephen G. Petrucelli
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Christine Moore
Hearing Site: Albany, NY
| | $163 |
| 13-02972 | 06/16/2014 | Claimant(s): Nathan Batalion
Claimant Lawyers(s): Edward W. Vioni
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Christine Moore
Hearing Site: Albany, NY
| | Expungement |
| 12-02193 | 11/04/2013 | Claimant(s): Gerard Sagliocca
Claimant Lawyers(s): Gerard J. Sagliocca
Respondent(s): Michael Kaplan, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor, Michael Kaplan
Arbitrator(s): Mitchell S. Friedman
Hearing Site: Albany, NY
| | $0 |
| 12-02827 | 10/28/2013 | Claimant(s): CCO Investment Services Corp., RBS Citizens, N.A.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Stacie Weber, Steven Tetens, Janney Montgomery Scott LLC
Respondent Lawyers(s): Christopher Stief, David K. Silverberg
Arbitrator(s): Stuart M. Schwartz, Sheldon Dinowitz, Steven C. Kempisty
Hearing Site: Albany, NY
| | |
