| 12-02386 | 03/13/2013 | Claimant(s): Terri Beddingfield
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): La Salle St. Securities, L.L.C.
Respondent Lawyers(s): Matthew M. Showel
Arbitrator(s): Ann Blaess Kimball, Dineo Coleman Gary, Mayur Harshad Amin
Hearing Site: Dallas, TX
|  | Expungement |
| 11-01875 | 03/30/2012 | Claimant(s): Marvin Blum
Claimant Lawyers(s): Richard A. Lewins
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): William E. Hartsfield, Joseph G. Werner, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | $1,506,800 |
| 08-05026 | 01/20/2011 | Claimant(s): Fox & Company Investments Inc.
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): John Shryack, Steven Gundy, Milkie/Ferguson Investments.
Respondent Lawyers(s): David A. Zisser, Henry J. Ackels
Arbitrator(s): Maxel (Bud) B. Silverberg, James L. Goble, Robert M. Nicoud
Hearing Site: Dallas, TX
| | |
| 09-01200 | 09/17/2010 | Claimant(s): Darin Bryant, Janie Bryant
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Morgan Stanley & Co., Robert Wyatt
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Maxel (Bud) B. Silverberg, Robert C. Denenberg, Edward J. Lynch
Hearing Site: Dallas, TX
| | $0 |
| 08-04754 | 08/10/2009 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Allan N. Taffet
Respondent(s): Investment Hunter
Respondent Lawyers(s): Richard A. Lewins
Arbitrator(s): Robert L. Yeager, Charles T. Dix, James W. Kerr
Hearing Site: Dallas, TX
| | $0 |
| 08-00684 | 06/18/2009 | Claimant(s): D. Marshall
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): William Warnky
Respondent Lawyers(s): William C. Warnky
Arbitrator(s): Phillip Lee Scheldt, Donald Vincent Enright, Robert Daniel Burns
Hearing Site: Dallas, TX
| | $66,500 |
| 06-04535 | 07/23/2008 | Claimant(s): Randy Bick, Bick Family Trust
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): James H. Frank, Ernest L. Burnside, Ian F. Gow
Hearing Site: Los Angeles, CA
| | $0 |
| 05-05915 | 05/16/2008 | Claimant(s): J. Homer and Cynthia A. Daniels
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Charles Davis
Respondent Lawyers(s): Charles Dwain Davis
Arbitrator(s): Alice A. Waters, Joseph J. Ligi, W. Donald Parr
Hearing Site: Dallas, TX
| | $134,075 |
| 06-04074 | 03/28/2008 | Claimant(s): Charles B., and Denise P. Lee
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): John Moseley, Raymond James Financial Services.
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): Phillip Lee Scheldt, W. Donald Parr, James Douglas Haigh
Hearing Site: Dallas, TX
| | $225,375 |
| 05-06277 | 03/20/2008 | Claimant(s): George C. & Viola W. Bartram
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Edward Jones
Respondent Lawyers(s): Sandra B. Gallini
Arbitrator(s): Synthia L. Taylor
Hearing Site: Dallas, TX
| | $0 |
