| 16-02914 | 01/08/2019 | Claimant(s): William and Henry Associates
Claimant Lawyers(s): John R. Loftus
Respondent(s): Anna Jacob, David Iannini
Respondent Lawyers(s): Brandon S. Reif, John R. Loftus
Arbitrator(s): Thomas Edward Wall, Michael M. Hachigian, Barry A. Fisher
Hearing Site: Los Angeles, CA
| | $0 |
| 16-02805 | 01/08/2019 | Claimant(s): Oscar Celasco, Centrica Invt Capital Inc., G.S.S. Capital Group Limited, GSSC Holdings LTD, GSSC SP, Mesoamerica Acre Farms., Westwood Holding Inc.
Claimant Lawyers(s): Matthew L. Jones
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Timothy P. Burke
Arbitrator(s): Gary Timothy Haight, Laurent C. Vonderweidt, A. Joel Klein
Hearing Site: Los Angeles, CA
|  | $0 |
| 17-03371 | 01/07/2019 | Claimant(s): Timothy Hughes
Claimant Lawyers(s): Elizabeth Lowery
Respondent(s): Joan Mccool, SECU Brokerage Services
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Alan Stamm, Mark A. Levy, Rahsan Malik Boykin
Hearing Site: Los Angeles, CA
| | $0 |
| 17-01319 | 01/04/2019 | Claimant(s): Altenhofen Revocable Trust
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC. Montgomery
Arbitrator(s): Barbara M. Zak, Jeffrey E. Skogsbergh, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
| | $0 |
| 18-01400 | 12/31/2018 | Claimant(s): Gordon Chen, Nhut Anh Dang
Claimant Lawyers(s): Neal S. Robb
Respondent(s): Kai Lee
Respondent Lawyers(s): Kai Lee
Arbitrator(s): Robert D. Sussin, Cathleen M. Cobb, Rahsan Malik Boykin
Hearing Site: Los Angeles, CA
| | $0 |
| 18-01318 | 12/28/2018 | Claimant(s): Adam Goldstein
Claimant Lawyers(s): Chad Weaver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
| | $0 |
| 18-01740 | 12/28/2018 | Claimant(s): Lorenzo Esparza
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Vanessa C. Krumbein
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | $0 |
| 18-00507 | 12/27/2018 | Claimant(s): Aaron Maurer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): RP Capital LLC
Respondent Lawyers(s): Gary Price
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 18-00092 | 12/24/2018 | Claimant(s): Ariel Bobroff, Gary Davis, William Tarrab
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC. Montgomery
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
| | $0 |
| 18-00488 | 12/19/2018 | Claimant(s): Michael Poutre
Claimant Lawyers(s): Isabelle Kountz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | $0 |
