| 18-02423 | 03/28/2019 | Claimant(s): Albert Aizin
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Katherine P. Lee
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 17-02237 | 03/27/2019 | Claimant(s): The Frances E Wright Trust
Claimant Lawyers(s): Roger T. Wright
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
|  | $0 |
| 18-00719 | 03/22/2019 | Claimant(s): Peter Cunningham
Claimant Lawyers(s): Michelle Atlas
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Elliott D. Finkel
Hearing Site: Los Angeles, CA
| | $0 |
| 18-02686 | 03/21/2019 | Claimant(s): Mark Fasano
Claimant Lawyers(s): William McC. Montgomery
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
| | $0 |
| 16-01710 | 03/15/2019 | Claimant(s): Seth Radow
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Susan B. Gans-Smith, Marc S. Joseph, Michael R. Diliberto
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03493 | 03/15/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Sait Saraci
Respondent Lawyers(s): Sait Alex Saraci
Arbitrator(s): Elliott D. Finkel
Hearing Site: Los Angeles, CA
| | $0 |
| 17-01265 | 03/15/2019 | Claimant(s): Brad Ormsby
Claimant Lawyers(s): Tracy P. Stoneman
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Philip J. Mackey
Arbitrator(s): Richard N. Friedman, Alan Bert Nishimura, Judy Man-Ling Lam
Hearing Site: Los Angeles, CA
| | $0 |
| 17-01678 | 03/14/2019 | Claimant(s): C.Billington S.T. for J.Billington Trust
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): P. Burke Esq.
Arbitrator(s): Anita Rae Shapiro, Noel Harvey Applebaum, Steven H. Gentry
Hearing Site: Los Angeles, CA
| | $0 |
| 18-02110 | 03/06/2019 | Claimant(s): Duncan Rolph
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): City National Securities.
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Elliott D. Finkel
Hearing Site: Los Angeles, CA
| | $0 |
| 18-00141 | 02/22/2019 | Claimant(s): Justin Williams
Claimant Lawyers(s): James A. Sigler
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsey
Arbitrator(s): Robert E. Jenks, Bruce Oldham, Jacqueline Diane French
Hearing Site: Los Angeles, CA
| | $0 |
