| 17-00791 | 07/01/2019 | Claimant(s): Mansoor Karamooz, Trustee
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Richard M. Norman, Edward H. Davis, Barry A. Fisher
Hearing Site: Los Angeles, CA
|  | $209,482 |
| 18-04027 | 06/28/2019 | Claimant(s): Hatem Dhiab
Claimant Lawyers(s): Frances Menzer
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Rosa Linda Guadarrama
Hearing Site: Los Angeles, CA
| | $0 |
| 17-03042 | 06/28/2019 | Claimant(s): Deborah Scribner, George Scribner, George H. Scribner IRA, Scribner. 401(k) Plan, Scribner Living Trust U/A DTD 05/16/1996, Scribner Inc, Defined Benefit Plan
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Anthony Ross, Wells Fargo Advisors, Lloyd Evans, Wachovia Securities Inc.
Respondent Lawyers(s): Geoff Beckham, Lloyd Glenn Evans
Arbitrator(s): Michael M. Hachigian, Mary M. O'Neil, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
| | $0 |
| 18-02744 | 06/27/2019 | Claimant(s): AGS Underground
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Michael Oromaner
Respondent Lawyers(s): Michael Lawrence Oromaner
Arbitrator(s): Carolyn Renee Payne
Hearing Site: Los Angeles, CA
| | $75,672 |
| 17-00322 | 06/27/2019 | Claimant(s): Veronika Voss
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brittany Sokoloff
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
| | $0 |
| 18-02493 | 06/20/2019 | Claimant(s): Arthur Rahmani, Jacqueline Palmer
Claimant Lawyers(s): Jackie Palmer
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): Richard M. Norman, Thomas R. Watkins, Abraham Semaila Kamara
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03332 | 06/17/2019 | Claimant(s): Robert Binkele
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Anthony D. DeToro
Hearing Site: Los Angeles, CA
| | $0 |
| 19-00131 | 06/17/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Dennis Ayre
Respondent Lawyers(s): Dennis Phillip Ayre
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | $0 |
| 18-00852 | 06/17/2019 | Claimant(s): Victoria Kuo
Claimant Lawyers(s): Eileen M. Kendall
Respondent(s): Curtis Ostling, Morgan Stanley
Respondent Lawyers(s): Jeffrey S. Jacobi
Arbitrator(s): Rosa Linda Guadarrama, Lori A. Coleman, George Herman Frisch
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03630 | 06/07/2019 | Claimant(s): Jonathan Graham
Claimant Lawyers(s): Owen Harnett
Respondent(s): Broker Dealer Financial Services Corp.
Respondent Lawyers(s): Michael Sherzan
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
| | $0 |
