| 20-01212 | 09/21/2020 | Claimant(s): David Van Acker, Paul Van Acker
Claimant Lawyers(s): Cheryl Shao-Raw Chang
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | $0 |
| 20-00797 | 09/17/2020 | Claimant(s): Sam Bhushan
Claimant Lawyers(s): Frances Menzer
Respondent(s): Cabin Securities.
Respondent Lawyers(s): WM. Brian Candler
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 19-03557 | 09/16/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Scott Burns
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
| | $0 |
| 20-00434 | 09/11/2020 | Claimant(s): Ryan Haslam
Claimant Lawyers(s): Frances Menzer
Respondent(s): New England Securities
Respondent Lawyers(s): Corporate Officer
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
| | $0 |
| 20-01289 | 09/09/2020 | Claimant(s): Gail Levee, The Gail Levee Trust
Claimant Lawyers(s): Philip L. Vujanov
Respondent(s): Jennifer Rosenblum, Mesirow Financial.
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): Elliott Finkel, Joseph C. Watson, Sean Anthony Richardson
Hearing Site: Los Angeles, CA
|  | $0 |
| 19-03649 | 09/04/2020 | Claimant(s): Robert Binkele
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Raymond James Financial Services., J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr, Robert Rudnicki
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
| | $0 |
| 20-00063 | 09/03/2020 | Claimant(s): Gabriel Taylor
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Diana Tabacopoulos
Arbitrator(s): Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03385 | 09/02/2020 | Claimant(s): Jill Hotvet
Claimant Lawyers(s): Michael Anthony Strauss
Respondent(s): First Wilshire Securities.
Respondent Lawyers(s): Michael Lieb
Arbitrator(s): George H. Casey, Joseph Howard Cooper, Thomas R. Watkins
Hearing Site: Los Angeles, CA
| | $0 |
| 20-00127 | 08/27/2020 | Claimant(s): Melissa Kumalaputra
Claimant Lawyers(s): Frances Menzer
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Steven M. Phillips
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 20-00121 | 08/26/2020 | Claimant(s): Casey Sletten
Claimant Lawyers(s): Frances Menzer
Respondent(s): Principal Funds Distributor.
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
