| 10-02691 | 02/15/2011 | Claimant(s): Ellen Feduniw, Estate of Edward J. Feduniw, The Feduniw Family Trust of 2005 UDT dtd
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Crowell, Weedon & Co.
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): Alan Stamm, Larry Haugaard, Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
|  | Expungement |
| 09-03471 | 02/14/2011 | Claimant(s): Steve Fraser
Claimant Lawyers(s): John Gulino
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | $25,000 |
| 09-06555 | 02/14/2011 | Claimant(s): Robert N. Stephens Living Trust
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): UnionBanc Investment Services
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Richard M. Norman, Robert C. Albini, Anna Marie Turco
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-02912 | 02/11/2011 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Darren Meehan
Respondent Lawyers(s): Darren Meehan
Arbitrator(s): David Maurer, Daniel R. Brush, Leslieann Lee Brucker
Hearing Site: Los Angeles, CA
| | |
| 09-06316 | 02/07/2011 | Claimant(s): Joseph J. Bevilacqua Trust dtd 7/07/1999
Claimant Lawyers(s): Robert C. Chandler
Respondent(s): Wells Fargo Investments, Thoeurn Indy
Respondent Lawyers(s): Mavish Z. Madad
Arbitrator(s): Michael G. Clark
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-00957 | 01/28/2011 | Claimant(s): Belinda Bullock
Claimant Lawyers(s): H Thomas Fehn
Respondent(s): Wedbush Securities Inc., Edward Wedbush
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
| | |
| 09-04731 | 01/28/2011 | Claimant(s): Hildur French
Claimant Lawyers(s): Jonathan Schwartz
Respondent(s): James Biddle, The Securities Center.
Respondent Lawyers(s): Karen A. Batcher
Arbitrator(s): Michael R. Mitchell, Jon A. Bostrom, Harris J. Howard
Hearing Site: Los Angeles, CA
| | $35,043 |
| 10-00490 | 01/25/2011 | Claimant(s): Vahik Minaiyan
Claimant Lawyers(s): Vahik Minaiyan
Respondent(s): Citigroup Global Markets., Lena Thomas, Michael Mildon, Richard Mckusick
Respondent Lawyers(s): Christina Z. Foster
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 10-02724 | 01/21/2011 | Claimant(s): Jawaid Murtaza
Claimant Lawyers(s): Jawaid Murtaza
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Elliott David Finkel
Hearing Site: Los Angeles, CA
| | $0 |
| 10-04449 | 01/20/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Olga Y. Wayne
Respondent(s): Rodel Corriente
Respondent Lawyers(s): Rodel Corriente
Arbitrator(s): James D. Knotter
Hearing Site: Los Angeles, CA
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