| 10-02854 | 02/25/2011 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Margaret Smith
Respondent Lawyers(s): Harold Ducote
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
| | Expungement |
| 08-03114 | 02/25/2011 | Claimant(s): Howard Coleman, Rhoda Coleman, The Coleman Family Trust U/T/A 1/18/1992
Claimant Lawyers(s): Philip M. Aidikoff
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Jeffrey E. Skogsbergh, Mary M. O'Neil, Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
|  | $230,667 |
| 09-00335 | 02/24/2011 | Claimant(s): Araceli Fonseca
Claimant Lawyers(s): Marie C. Mirch
Respondent(s): Brett Saddler, Ameriprise Financial Services.
Respondent Lawyers(s): Katherine J. Stanton
Arbitrator(s): Kenneth E. Owen, Arthur T. Berggren, Richard William DeWeese
Hearing Site: Los Angeles, CA
| | |
| 09-03510 | 02/24/2011 | Claimant(s): John Williams, Williams Family Bypass Trust dtd 11/5/87, Williams Family Trust of 1987 dd 11/5/87
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Debra Volland Achkire
Arbitrator(s): Michael R. Mitchell, Alan M. Rosen, Madina C. Boland
Hearing Site: Los Angeles, CA
| | Stipulated Award and Expungement |
| 10-02446 | 02/23/2011 | Claimant(s): Church Resource Ministries
Claimant Lawyers(s): John Halebian
Respondent(s): John Thatcher, Charles Schwab & Co..
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Elliott David Finkel, James H. Frank, Andrea Luise Halperin
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-03404 | 02/22/2011 | Claimant(s): Aramis Seferian
Claimant Lawyers(s): Timothy Feil
Respondent(s): Antonio Vallejo
Respondent Lawyers(s): Roger A. Cerda
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-04009 | 02/22/2011 | Claimant(s): The Bypass Trust of the Allderdice, The King Credit Shelter Trust
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S Adams
Arbitrator(s): Kenneth E. Owen, Karen A. Lockwood, Thomas W. Gregory
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-05989 | 02/22/2011 | Claimant(s): Angele Bahuth, Joseph Bahuth
Claimant Lawyers(s): Philip W. Bartenetti
Respondent(s): Andrew Coulter, UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): Robert B. Moran, Bruce A. Davidson, Ronald F. Rybandt
Hearing Site: Los Angeles, CA
| | $0 |
| 09-03761 | 02/15/2011 | Claimant(s): Michael Poutre, Shlomo Eplboim, EP Acquisition Corp
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Jeff Garstka, Myron Schneidt, Maxxtrade.
Respondent Lawyers(s): Charles C. Mihalek, M. David Schneidt
Arbitrator(s): Alvin S. Milder, James P. Murphy, Mary Alice Freeman
Hearing Site: Los Angeles, CA
| | |
| 09-03872 | 02/15/2011 | Claimant(s): Magaly Thrasher, Sean R. Burns UTMA/CA, Jerold & Magaly Thrasher Trust
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Bruce Hallenbeck, Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Barbara M. Zak, Elizabeth A. Copley, Robert Bruce MacDonald
Hearing Site: Los Angeles, CA
| | $105,000 |
