| 12-03590 | 04/26/2013 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Dianne Baquet Smith
Respondent(s): Victor Valdez
Respondent Lawyers(s): Victor Valdez
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
| | |
| 11-03133 | 04/24/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Nicholas Yrizarry
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Robert E. Jenks, Ronald D. Goldman, Robert Alan Merring
Hearing Site: Los Angeles, CA
| | |
| 12-01349 | 04/23/2013 | Claimant(s): John Dee Coons
Claimant Lawyers(s): John Dee Coons
Respondent(s): Wells Fargo Advisors, Marie Lokmanyan, William Zurn
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Robert S. Fash, Robert B. Hansohn, Joseph L. Hagan
Hearing Site: Los Angeles, CA
|  | $0 |
| 12-03501 | 04/19/2013 | Claimant(s): Heather Molin
Claimant Lawyers(s): Edward Zusman
Respondent(s): Patrick Collins
Respondent Lawyers(s): Salvador M. Hernandez
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-05316 | 04/17/2013 | Claimant(s): Shahin Aarabi
Claimant Lawyers(s): Mark T. Hiraide
Respondent(s): Ameriprise Financial Services., Yousef Jamshidipour
Respondent Lawyers(s): David L. Casterline, Matthew D. Klafter
Arbitrator(s): Edward A. Trabin, Linda L. Drummond, Milton N. Gross
Hearing Site: Los Angeles, CA
| | $82,656 |
| 09-04414 | 04/10/2013 | Claimant(s): Jeffrey Franklin, The Jeff Franklin IRA, Moose Productions Inc. DBPP DTD 1/2/03, Moose Productions. PSP DTD 1/23/84
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Devin A. Donohue
Arbitrator(s): Michael M. Hachigian, Ralph B. Perry, Paul H. White
Hearing Site: Los Angeles, CA
| | $0 |
| 11-03229 | 04/09/2013 | Claimant(s): NNN One Chesterfield Place 36, NNN St. Charles 5., Sharyl J. Lee, individually and as Sole
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Neil S. Jasper, Vincent J. Natoli, Robert Alan Merring
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-03186 | 04/09/2013 | Claimant(s): John & Anna Genna
Claimant Lawyers(s): John Genna
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $0 |
| 12-02327 | 04/05/2013 | Claimant(s): Mark Bremen
Claimant Lawyers(s): Mark D. Bremen
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin Fair
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
| | $1,128 |
| 12-03775 | 04/01/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Gehrin Ortiz
Respondent Lawyers(s): Gehrin Michael Ortiz
Arbitrator(s): Edward J. Costello
Hearing Site: Los Angeles, CA
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