19-03589 | 06/19/2020 | Claimant(s): Jacob Fitzgerald Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL
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15-03341 | 01/06/2020 | Claimant(s): Frank Eder Claimant Lawyers(s): Rogge Dunn Respondent(s): Neuberger Berman Management LLC, Neuberger Berman Fixed Income, Neuberger Berman Group, Neuberger Berman LLC Respondent Lawyers(s): Victor A. Machcinski Arbitrator(s): Theodore W. Wrobleski, P J Boylan, Susan L. Walker Hearing Site: Chicago, IL
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18-00564 | 11/18/2019 | Claimant(s): Interactive Financial Advisors. Claimant Lawyers(s): James L. Kopecky Respondent(s): GWN Securities Inc. Respondent Lawyers(s): Kathy Klock Arbitrator(s): Theodore W. Wrobleski, Arne R. Rode, John Michael O'Toole Hearing Site: Chicago, IL
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19-01027 | 11/01/2019 | Claimant(s): Matthew Lemke Claimant Lawyers(s): John A. Dienner Respondent(s): Karen Cwichon Respondent Lawyers(s): Karen M. Cwichon Arbitrator(s): Michael S. Matek, Theodore W. Wrobleski, Leon Fox Hearing Site: Chicago, IL
| | Expungement |
17-02269 | 09/10/2018 | Claimant(s): GWYN I Mack Trust u/a dated 7/30/14 Claimant Lawyers(s): Lawrence W. Byrne Respondent(s): Steven Below, U.S. Bancorp Investments. Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Theodore W. Wrobleski, Lynn Hirschfeld Brahin, Stephen Conrad Fedota Hearing Site: Chicago, IL
| | $0 |
17-00942 | 08/20/2018 | Claimant(s): David E. Vittori, IRA Claimant Lawyers(s): Richard B. Fosher Respondent(s): Wayne Hummer Investments L.L.C. Respondent Lawyers(s): Melvin G. Moseley Arbitrator(s): Theodore W. Wrobleski, Mark L Miller Hearing Site: Chicago, IL
| | $0 |
17-02746 | 06/04/2018 | Claimant(s): Jeffrey Mackevich Claimant Lawyers(s): Armin Sarabi Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David Hantman Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL
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15-02672 | 05/05/2017 | Claimant(s): Britta Nosbaum, Finn G. Nosbaum Trust, Lillian R. Nosbaum Trust Claimant Lawyers(s): Thomas F. Burke Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Stephen L. Gardner Arbitrator(s): Theodore W. Wrobleski, Lynn Hirschfeld Brahin, Irving S. Capitel Hearing Site: Chicago, IL
| | $0 |
16-00141 | 10/27/2016 | Claimant(s): Jennifer Schall Claimant Lawyers(s): Jennifer Childe Schall Respondent(s): Morgan Stanley, Liliana Paz-Franco Respondent Lawyers(s): Joseph Calabrese Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL
| | $300 |
12-02967 | 07/22/2016 | Claimant(s): Edward Heil, Vincent Incopero Claimant Lawyers(s): Vincent J. Incopero Respondent(s): Morgan Stanley Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Theodore W. Wrobleski, Mark L Miller, Robert J. Albers Hearing Site: Chicago, IL
| | Expungement |