Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03092 | 06/15/2020 | Claimant(s): Stephen Overton Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 19-02555 | 06/01/2020 | Claimant(s): Michael Cowan Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Demian J. Betz Arbitrator(s): Leslie L. Cooney Hearing Site: Boca Raton, FL | ||
| 19-00217 | 04/28/2020 | Claimant(s): Clayton Shum Claimant Lawyers(s): Harris Freedman Respondent(s): First Midwest Securities. Respondent Lawyers(s): David Nevinski Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA | ||
| 19-02390 | 04/14/2020 | Claimant(s): Shon Flaharty Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 19-02324 | 03/23/2020 | Claimant(s): David Vigil Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Brian Michael Kane Hearing Site: Jacksonville, FL | ||
| 19-02325 | 03/21/2020 | Claimant(s): David Vigil Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Karl A. Vogeler Hearing Site: Jacksonville, FL | ||
| 19-01556 | 03/17/2020 | Claimant(s): Daniella Rand Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeffrey S. Jacobi Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 19-01917 | 03/09/2020 | Claimant(s): William Gruntler Claimant Lawyers(s): Harris Freedman Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): Gerald Silverman Hearing Site: Boca Raton, FL | ||
| 19-01576 | 02/19/2020 | Claimant(s): Dianne Townsend Claimant Lawyers(s): Harris Freedman Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Seth L. Finkel Hearing Site: Boca Raton, FL | ||
| 19-01577 | 02/14/2020 | Claimant(s): Seth Townsend Claimant Lawyers(s): Harris Freedman Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL |