| 17-00172 | 09/05/2017 | Claimant(s): Thomas Lindia
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
| | |
| 15-02459 | 08/30/2017 | Claimant(s): Andrew Reynolds, Jeremy Andres, Mark Nauman
Claimant Lawyers(s): Nikolas S. Komyati
Respondent(s): Stewart Lampert, Lampert Capital Markets Inc.
Respondent Lawyers(s): S. Randy Lampert
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | |
| 17-00366 | 08/07/2017 | Claimant(s): National Planning Corporation
Claimant Lawyers(s): Kate E DiGeronimo
Respondent(s): Robert Grossman
Respondent Lawyers(s): Robert Keith Grossman
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | |
| 12-02759 | 07/28/2017 | Claimant(s): Peter Deutsch, William Deutsch
Claimant Lawyers(s): Howard Graff, Rachael Kierych
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Fred Shinagel, Paul S. Biederman, Robert E. Anderson
Hearing Site: New York, NY
|  | $0 |
| 15-03169 | 07/20/2017 | Claimant(s): Mary Jean Negri
Claimant Lawyers(s): John M. Breslin
Respondent(s): Alan Palazzo
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Fred S. Pieroni, Robert E. Anderson, Stephen M. Plotnick
Hearing Site: Newark, NJ
| | $0 |
| 16-00913 | 07/19/2017 | Claimant(s): Daniel Riosa, Maria Riosa
Claimant Lawyers(s): Maria Riosa
Respondent(s): Mary Wise
Respondent Lawyers(s): M. David Sayid
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | $0 |
| 16-00938 | 06/21/2017 | Claimant(s): James Khezrie, Joseph Khezrie, E & J Lawrence Corporation
Claimant Lawyers(s): Adam Gana
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Laura Carraher, Robert E. Anderson, Nancy Kramer
Hearing Site: New York, NY
| | Expungement |
| 17-00363 | 06/19/2017 | Claimant(s): Kyle Kadish
Claimant Lawyers(s): Kyle Thomas Kadish
Respondent(s): Provasi Capital Partners LP
Respondent Lawyers(s): Thomas E. Reddin
Arbitrator(s): Robert E. Anderson
Hearing Site: Manchester, NH
| | |
| 16-01326 | 06/02/2017 | Claimant(s): Inger Telian
Claimant Lawyers(s): Inger Telian
Respondent(s): LPL Financial LLC, Frank Congemi
Respondent Lawyers(s): Katie Lynn Zorc
Arbitrator(s): Vincent C. Pangia, Robert E. Anderson, Eugene G. P. Byrne
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
| 16-01767 | 04/24/2017 | Claimant(s): John Burke
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Richard D. Chusid, Robert E. Anderson, S. Charles Tabak
Hearing Site: Newark, NJ
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