Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02244 | 02/01/2024 | Claimant(s): Arun Chayra Claimant Lawyers(s): Arun Chayra Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Matthew H. Ladner Arbitrator(s): Ralph A. Cotton Hearing Site: San Francisco, CA |  | $0 |
| 23-01225 | 01/25/2024 | Claimant(s): Todd Gomes Claimant Lawyers(s): Kathleen Patchel Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 23-01476 | 01/19/2024 | Claimant(s): Ivan Cen Claimant Lawyers(s): Christina Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA | ||
| 23-02272 | 12/22/2023 | Claimant(s): Yan Liu Claimant Lawyers(s): Yan Liu Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA | | $0 |
| 22-02280 | 12/20/2023 | Claimant(s): Christopher Fusco Claimant Lawyers(s): Leila M. Shaver Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Christopher W. Allick, Shawn Ridgell, Lemuel Cruz Costibolo Hearing Site: San Francisco, CA | ||
| 23-01889 | 12/15/2023 | Claimant(s): Kristopher Watts, Sherri Omdahl Claimant Lawyers(s): Peter R. Boutin Respondent(s): Morgan Stanley Respondent Lawyers(s): Elisabeth Kratka Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 22-00317 | 11/29/2023 | Claimant(s): Yimin Luo Claimant Lawyers(s): Mark Hostetter Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Bryce M. Cullinane Arbitrator(s): David M. Achterkirchen, Alden Sharp Adkins, Bruce J Highman Hearing Site: San Francisco, CA | | $0 |
| 23-01177 | 11/13/2023 | Claimant(s): Chanh Truong Claimant Lawyers(s): Stephan Louviere Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Ralph A. Cotton Hearing Site: San Francisco, CA | ||
| 23-01139 | 11/07/2023 | Claimant(s): Benjamin Young Claimant Lawyers(s): Kathleen Patchel Respondent(s): Securities America. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 23-00794 | 10/31/2023 | Claimant(s): Justin Bailey Claimant Lawyers(s): Robert Hill Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA |