Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01031 | 02/20/2019 | Claimant(s): Ashok Yalamati Claimant Lawyers(s): Ashok Kumar Yalamati Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Ronald Chun, Carol Ann Jensen, Alden Sharp Adkins Hearing Site: San Francisco, CA |  | $0 |
| 18-02428 | 02/20/2019 | Claimant(s): Michael Somerby Claimant Lawyers(s): Michael R Somerby Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | | $0 |
| 18-00094 | 02/13/2019 | Claimant(s): Bradley Glasman Claimant Lawyers(s): Michael Bessette Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): Brandon S. Reif Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA | ||
| 17-01858 | 02/11/2019 | Claimant(s): Virgil Threlkeld Claimant Lawyers(s): Gordon C. Young Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA | ||
| 18-01889 | 02/01/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Shannon L. McDougald Respondent(s): Justin Harris Respondent Lawyers(s): Justin J. Harris Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA | ||
| 18-01862 | 01/31/2019 | Claimant(s): Kai Chen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 18-02027 | 01/29/2019 | Claimant(s): Timothy Sullivan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SII Investments. Respondent Lawyers(s): Louie Castoria Arbitrator(s): Peter H. Daly Hearing Site: San Francisco, CA | ||
| 18-01982 | 01/25/2019 | Claimant(s): Chia Chen Chen Claimant Lawyers(s): Danning Jiang Respondent(s): Daniel Gong, Scottrade Inc. Respondent Lawyers(s): Ilana H. Reid Arbitrator(s): William Michael Samsel Hearing Site: San Francisco, CA | | $1,000 |
| 18-02270 | 01/23/2019 | Claimant(s): Leila Gough Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoffrey Beckham Arbitrator(s): Herb Schwartz Hearing Site: San Francisco, CA | ||
| 18-01168 | 01/22/2019 | Claimant(s): Brandi Stahl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA |