| 18-03500 | 07/25/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Kevin Jurovich
Respondent Lawyers(s): Kevin A. Jurovich
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
| | |
| 19-00486 | 07/17/2019 | Claimant(s): Christopher Rego
Claimant Lawyers(s): Christopher Rego
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Alden Sharp Adkins
Hearing Site: San Francisco, CA
|  | $0 |
| 18-01436 | 06/20/2019 | Claimant(s): Shamima Aktar
Claimant Lawyers(s): Shamima Aktar
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Eric M. Steinert
Arbitrator(s): Gary A. Hooker, Dean J. Dietrich, John Burritt McArthur
Hearing Site: San Francisco, CA
| | |
| 18-02055 | 06/18/2019 | Claimant(s): David Hollander
Claimant Lawyers(s): Edward S. Zusman
Respondent(s): Stephen Hom
Respondent Lawyers(s): Marnie C. Lambert
Arbitrator(s): Laurel Littman Gothelf, Alden Sharp Adkins, Shahla F. Ali
Hearing Site: San Francisco, CA
| | Expungement |
| 19-00246 | 06/13/2019 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): John Ellis
Respondent(s): Jacob Williams
Respondent Lawyers(s): Jacob Samuel Williams
Arbitrator(s): George King
Hearing Site: San Francisco, CA
| | |
| 19-00499 | 06/10/2019 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Robert Graham
Respondent Lawyers(s): Robert Richard Graham
Arbitrator(s): Ralph L. Jacobson
Hearing Site: San Francisco, CA
| | |
| 18-01198 | 06/04/2019 | Claimant(s): John Turman, Dana Turman TTE of Turman Family Trust B, John Turman TTE of Turman Family Trust A
Claimant Lawyers(s): Michael G. Bolgatz
Respondent(s): Morgan Stanley, Kevin Wolfe, Robert Rius
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): Lawrence R. Mills, Clifford A. Threlkeld, Michael Craig Butterworth
Hearing Site: San Francisco, CA
| | Expungement |
| 18-03982 | 05/28/2019 | Claimant(s): Ting O'Connor
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA
| | |
| 16-00589 | 05/17/2019 | Claimant(s): Dana Smith
Claimant Lawyers(s): Dana Smith
Respondent(s): Anthony Minerva, Clayton Sontag, Daniel Dvorznak, Eric Arlt, Joseph Shea, Kenneth Fay, Nicholas Tsikitas
Respondent Lawyers(s): Anthony Minerva, Clayton Robert Sontag, Daniel Dvorznak, Eric David Arlt, Joseph Shea, Kenneth Patrick Fay, Nicholas George Tsikitas
Arbitrator(s): Jonathan H. Krotinger, Susan J. Alexander, Robert James Favole
Hearing Site: San Francisco, CA
| | $0 |
| 18-00989 | 04/15/2019 | Claimant(s): Richard Allison
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
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